4//SEC Filing
BURDEN STEPHEN J 4
Accession 0001104659-05-001652
CIK 0001023966other
Filed
Jan 17, 7:00 PM ET
Accepted
Jan 18, 12:12 PM ET
Size
15.3 KB
Accession
0001104659-05-001652
Insider Transaction Report
Form 4
ISONICS CORPISON
BURDEN STEPHEN J
VP, Semiconductor Materials
Transactions
- Award
Common Stock
2004-12-01$1.53/sh+39$60→ 131,996 total - Award
Common Stock
2004-06-01$0.91/sh+792$720→ 131,957 total
Holdings
- 50,000
Stock Options
Exercise: $1.20From: 2003-12-16Exp: 2013-12-16→ Common Stock (50,000 underlying) - 9,000
Stock Options
Exercise: $1.13From: 2002-03-28Exp: 2007-03-28→ Common Stock (9,000 underlying) - 100,000
Stock Options
Exercise: $1.06From: 2001-11-13Exp: 2011-11-13→ Common Stock (100,000 underlying) - 71,429
Stock Options
Exercise: $1.70From: 1997-02-01Exp: 2007-02-01→ Common Stock (71,429 underlying) - 40,000
Stock Options
Exercise: $0.90From: 2003-04-04Exp: 2013-04-04→ Common Stock (40,000 underlying) - 131,165
Common Stock
Footnotes (7)
- [F1]These Shares were acquired pursuant to an Employee Stock Purchase Plan. The transaction is therefore exempt from Section 16(a) reporting requirements by reason of Rule 16a-(f)(i)(B) and is exempt from Section 16(b) by reason of Rules 16b-3(c) and 16(b)-3(d).
- [F2]A grant of 71,429 incentive stock options, such as options vesting on the following schedule: 20% of total options vesting on January 1, 1998; and an additional 5% of total options vesting after each successive three-month period of employment from January 2, 1998 through January 1, 2002.
- [F3]This transaction is exempt from Section 16 pursuant to Rule 16b-3(d).
- [F4]20,000 shares vest on November 13, 2001 and 20,000 shares vest on November 13th of each of the years 2002, 2003, 2004, and 2005. The grant of options was subject to acceptance by the reporting person. The resporting person accepted the options on December 14, 2001.
- [F5]Options granted by resolution of the Compensation Committee of the Board of Directors as consideration for salary deferral. The grant of the options is subject to acceptance by the reporting person by no later than April 30, 2002, which acceptance was received.
- [F6]Options granted by resolution of the Compensation Committee of the Board of Directors pursuant to the 1996 Executives' Equity Incentive Plan. The grant of the options is subject to acceptance by the reporting person, which acceptance was received on April 7, 2003.
- [F7]Options granted by resolution of the Board of Directors pursuant to the 1996 Executives' Equity Incentive Plan. The grant of the options is subject to acceptance by the reporting person, which acceptance was received on December 16, 2003.
Documents
Issuer
ISONICS CORP
CIK 0001023966
Entity typeother
Related Parties
1- filerCIK 0001197761
Filing Metadata
- Form type
- 4
- Filed
- Jan 17, 7:00 PM ET
- Accepted
- Jan 18, 12:12 PM ET
- Size
- 15.3 KB