4//SEC Filing
ONeill Thomas H Jr 4
Accession 0001104659-05-001678
CIK 0000314606other
Filed
Jan 17, 7:00 PM ET
Accepted
Jan 18, 1:53 PM ET
Size
9.2 KB
Accession
0001104659-05-001678
Insider Transaction Report
Form 4
GEOKINETICS INCGOKN
ONeill Thomas H Jr
10% Owner
Transactions
- Purchase
Series A Senior Convertible Preferred Stock
2004-11-30$300.00/sh+184$55,200→ 184 totalExercise: $0.30From: 2004-11-30→ Common Stock (184,000 underlying)
Holdings
- 339,374(indirect: By Partnership)
Common Stock, $.01 par value per share
Footnotes (3)
- [F1]Refers to shares of Common Stock owned by Somerset Capital Partners ("SCP"), a general partnership in which the Reporting Person is one of three general partners and owner of one-third of the partnership interests; does not include shares for which SCP may be deemed to share beneficial ownership by virtue of SCP being a party to the Shareholders Agreement (as defined below). Since SCP is a party to the Shareholders Agreement and the Reporting Person is one of three partners of SCP, the Reporting Person joined in the group Schedule 13D filing of the Blackhawk Shareholders (as defined below). The Reporting Person disclaims beneficial ownership of the shares of Common Stock (i) beneficially owned by all of the parties to the Shareholders Agreement other than SCP and (ii) owned by SCP that are in excess of his pecuniary interest therein.
- [F2]Refers to shares of Series A Senior Convertible Preferred Stock acquired by the Reporting Person pursuant to the terms of a certain Securities Purchase Agreement dated as of November 30, 2004 among the issuer, the Reporting Person, the other two partners of SCP and the other persons signatory thereto (the "Securities Purchase Agreement"). The initial conversion price per share is $.30 (subject to adjustment); each share of Series A Preferred Stock is immediately convertible into 1,000 shares of common stock of the issuer (subject to adjustment upon the occurrence of certain events), at the option of the holder.
- [F3]Not applicable.
Documents
Issuer
GEOKINETICS INC
CIK 0000314606
Entity typeother
Related Parties
1- filerCIK 0001313879
Filing Metadata
- Form type
- 4
- Filed
- Jan 17, 7:00 PM ET
- Accepted
- Jan 18, 1:53 PM ET
- Size
- 9.2 KB