4//SEC Filing
MAXIM PHARMACEUTICALS INC 4
Accession 0001104659-05-036925
CIK 0001013351operating
Filed
Aug 4, 8:00 PM ET
Accepted
Aug 5, 5:58 PM ET
Size
45.5 KB
Accession
0001104659-05-036925
Insider Transaction Report
Form 4
STAMBAUGH LARRY G
DirectorChairman,CEO and President
Transactions
- Disposition to Issuer
Employee Stock Option (Right to Buy)
2005-08-03−150,000Exercise: $1.63Exp: 2015-04-11→ Common Stock (150,000 underlying) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2005-08-03−42,348Exercise: $6.94Exp: 2011-03-07→ Common Stock (42,348 underlying) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2005-08-03−83,333Exercise: $9.00Exp: 2006-11-19→ Common Stock (83,333 underlying) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2005-08-03−24,584Exercise: $14.50Exp: 2007-10-30→ Common Stock (24,584 underlying) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2005-08-03−75,000Exercise: $12.88Exp: 2008-11-06→ Common Stock (75,000 underlying) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2005-08-03−100,000Exercise: $8.00Exp: 2009-10-26→ Common Stock (100,000 underlying) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2005-08-03−55,750Exercise: $14.50Exp: 2007-10-30→ Common Stock (55,750 underlying) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2005-08-03−7,652Exercise: $6.94Exp: 2011-03-07→ Common Stock (7,652 underlying) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2005-08-03−125,000Exercise: $8.94Exp: 2014-06-24→ Common Stock (125,000 underlying) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2005-08-03−50,000Exercise: $6.94Exp: 2011-03-07→ Common Stock (50,000 underlying) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2005-08-03−1,091Exercise: $2.13Exp: 2012-09-30→ Common Stock (1,091 underlying) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2005-08-03−73,909Exercise: $2.13Exp: 2012-09-30→ Common Stock (73,909 underlying) - Disposition to Issuer
Common Stock
2005-08-03$1.46/sh−203,333$296,866 - Disposition to Issuer
Employee Stock Option (Right to Buy)
2005-08-03−375,000Exercise: $2.13Exp: 2012-09-30→ Common Stock (375,000 underlying)
Holdings
- (indirect: By Spouse)
Common Stock
Footnotes (12)
- [F1]THE OPTION VESTED IN FOUR EQUAL ANNUAL INSTALLMENTS COMMENCING ONE YEAR AFTER THE GRANT DATE, AND IS FULLY VESTED AND EXERCISABLE.
- [F10]THE OPTION VESTS IN FOUR EQUAL ANNUAL INSTALLMENTS BEGINNING ON SEPTEMBER 23, 2002.
- [F11]THE OPTION VESTS IN FOUR EQUAL ANNUAL INSTALLMENTS BEGINNING ON SEPTEMBER 30, 2000.
- [F12]THE OPTION VESTS IN FOUR EQUAL ANNUAL INSTALLMENTS BEGINNING ON SEPTEMBER 30, 1999.
- [F2]THE STOCK OPTIONS COLLATERALIZE A LOAN FROM THE COMPANY TO THE REPORTING PERSON WHICH IS IN DEFAULT. THE PER-SHARE PRICE RECEIVED FOR THE STOCK OPTIONS WAS NOT DETERMINED AT THE TIME OF DISPOSITION.
- [F3]THE OPTION VESTED 50% ON JUNE 24, 2004 AND 50% ON JUNE 24, 2005.
- [F4]1/4 OF THE SHARES VESTED ANNUALLY COMMENCING NOVEMBER 20, 2004.
- [F5]THE OPTION VESTS OVER 6 MONTHS ON THE LAST DAY OF EACH MONTH BEGINNING SEPTEMBER 30, 2005.
- [F6]50% OF THE OPTION VESTED ON THE GRANT DATE (SEPTEMBER 30, 2002) AND THE REMAINING 50% VEST ONE YEAR FROM THE DATE OF GRANT (SEPTEMBER 30, 2003).
- [F7]THE OPTION VESTS IN FOUR EQUAL ANNUAL INSTALLMENTS BEGINNING ON JANUARY 23, 2002.
- [F8]THE OPTION VESTS IN FOUR EQUAL ANNUAL INSTALLMENTS BEGINNING ON SEPTEMBER 30, 2001.
- [F9]THE OPTION VESTS IN FOUR EQUAL ANNUAL INSTALLMENTS COMMENCING ONE YEAR AFTER THE GRANT DATE.
Documents
Issuer
MAXIM PHARMACEUTICALS INC
CIK 0001013351
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001013351
Filing Metadata
- Form type
- 4
- Filed
- Aug 4, 8:00 PM ET
- Accepted
- Aug 5, 5:58 PM ET
- Size
- 45.5 KB