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ROWAN FREDERICK J II 4

Accession 0001104659-05-041938

CIK 0001060822other

View on SEC.gov Company Profile

Filed

Aug 28, 8:00 PM ET

Accepted

Aug 29, 9:58 PM ET

Size

21.9 KB

Accession

0001104659-05-041938

Insider Transaction Report

Form 4

Period: 2005-08-25

ROWAN FREDERICK J II

DirectorChairman and CEO

Transactions

Exercise/Conversion
Common Stock
2005-08-25$1.50/sh+23,900$35,850→ 23,900 total
Sale
Common Stock
2005-08-25$56.53/sh−10,000$565,300→ 13,900 total
Award
Performance Employee Stock Option (Right to Buy)
2005-08-29+200,000→ 200,000 total
Exercise: $44.01Exp: 2012-05-13→ Common Stock (200,000 underlying)
Exercise/Conversion
Common Stock
2005-08-26$1.50/sh+11,900$17,850→ 11,900 total
Sale
Common Stock
2005-08-26$55.19/sh−11,900$656,761→ 0 total
Sale
Common Stock
2005-08-25$56.00/sh−3,900$218,400→ 0 total
Exercise/Conversion
Rolled Employee Stock Option (Right to Buy)
2005-08-25−23,900→ 867,178 total
Exercise: $1.50Exp: 2011-08-15→ Common Stock (23,900 underlying)
Exercise/Conversion
Rolled Employee Stock Option (Right to Buy)
2005-08-26−11,900→ 855,278 total
Exercise: $1.50Exp: 2011-08-15→ Common Stock (11,900 underlying)

Holdings

Basic Employee Stock Option (Right to Buy)
Exercise: $6.16Exp: 2011-08-15→ Common Stock (265,441 underlying)
265,441
Performance Employee Stock Option (Right to Buy)
Exercise: $6.16Exp: 2011-08-15→ Common Stock (264,914 underlying)
264,914

Footnotes (4)

[F1]These options became 100% exercisable upon the date of Mr. Rowan's Restated Stock Option Agreement on August 15, 2001.
[F2]These options were approved by the Board of Directors on May 13, 2005 and issued pursuant to an employment agreement with Mr. Rowan that was executed on August 29, 2005.
[F3]These options are performance options that vest upon the achievement of defined performance criteria.
[F4]These options are exercisable in five equal annual installments beginning on August 15, 2002.

Documents

1 file

4
a4.xmlPrimary
4

Issuer

CARTERS INC

CIK 0001060822

Entity typeother

Related Parties

1

filerCIK 0001267624

Filing Metadata

Form type: 4
Filed: Aug 28, 8:00 PM ET
Accepted: Aug 29, 9:58 PM ET
Size: 21.9 KB

View on SEC.gov