Springboard-Harper Technology Fund (Cayman) Ltd 4
4 · DIVX INC · Filed Sep 28, 2006
Insider Transaction Report
Form 4
DIVX INCDIVX
WI Harper Group
10% Owner
Transactions
- Conversion
Common Stock
2006-09-27+3,102,592→ 3,701,527 total(indirect: See Foot Note) - Exercise/Conversion
Common Stock Warrant
2006-09-26−4,659→ 0 total(indirect: See Foot Note)Exercise: $4.65Exp: 2006-09-27→ Common Stock (4,659 underlying) - Tax Payment
Common Stock
2006-09-26$16.00/sh−1,190$19,040→ 3,834,191 total(indirect: See Foot Note) - Conversion
Series B Preferred Stock
2006-09-27−6,205,185→ 0 total(indirect: See Foot Note)→ Common Stock (3,102,592 underlying) - Conversion
Series C Preferred Stock
2006-09-27−215,221→ 0 total(indirect: See Foot Note)→ Common Stock (107,610 underlying) - Conversion
Common Stock
2006-09-27+107,610→ 3,809,137 total(indirect: See Foot Note) - Exercise/Conversion
Common Stock Warrant
2006-09-26−26,244→ 98,756 total(indirect: See Foot Note)Exercise: $0.73Exp: 2009-04-22→ Common Stock (26,244 underlying) - Conversion
Common Stock
2006-09-27+598,935→ 598,935 total(indirect: See Foot Note) - Conversion
Series A Preferred Stock
2006-09-27−801,976→ 0 total(indirect: See Foot Note)→ Common Stock (598,935 underlying) - Exercise/Conversion
Common Stock
2006-09-26$4.65/sh+4,659$21,648→ 3,838,850 total(indirect: See Foot Note) - Tax Payment
Common Stock
2006-09-26$16.00/sh−1,355$21,680→ 3,837,495 total(indirect: See Foot Note) - Sale
Common Stock
2006-09-27$16.00/sh−864,627$13,834,032→ 2,972,868 total(indirect: See Foot Note) - Exercise/Conversion
Common Stock
2006-09-26$0.73/sh+26,244$19,032→ 3,835,381 total(indirect: See Foot Note)
Footnotes (11)
- [F1]Each one share of Series A Preferred Stock converted into 0.7469 shares of the Issuer's common stock and had no expiration date.
- [F10]See attached Exhibit 99.1
- [F11]Immediately exercisable.
- [F2]Each two shares of Series B Preferred Stock converted into one share of the Issuer's common stock and had no expiration date.
- [F3]Each two shares of Series C Preferred Stock converted into one share of the Issuer's common stock and had no expiration date.
- [F4]See attached Exhibit 99.1
- [F5]See attached Exhibit 99.1
- [F6]See attached Exhibit 99.1
- [F7]Shares held by WI Harper Group, Inc.
- [F8]See attached Exhibit 99.1
- [F9]See attached Exhibit 99.1