Home/Filings/4/0001104659-07-007164
4//SEC Filing

CASCADE MICROTECH INC 4

Accession 0001104659-07-007164

CIK 0000864559operating

Filed

Feb 4, 7:00 PM ET

Accepted

Feb 5, 3:40 PM ET

Size

44.0 KB

Accession

0001104659-07-007164

Insider Transaction Report

Form 4
Period: 2007-02-01
Pence John
VP & GM Engineering Products
Transactions
  • Sale

    Common Stock

    2007-02-01$14.16/sh400$5,66424,394 total
  • Sale

    Common Stock

    2007-02-01$14.33/sh587$8,41215,428 total
  • Exercise/Conversion

    Common Stock

    2007-02-01$3.80/sh+18,000$68,40027,181 total
  • Exercise/Conversion

    Common Stock

    2007-02-01$7.00/sh+100$70027,281 total
  • Sale

    Common Stock

    2007-02-01$14.27/sh66$94218,715 total
  • Exercise/Conversion

    Incentive Stock Option (right to buy)

    2007-02-01$3.80/sh8,000$30,4000 total
    Exercise: $3.80Exp: 2009-11-12Common Stock (8,000 underlying)
  • Sale

    Common Stock

    2007-02-01$14.14/sh2,087$29,51024,994 total
  • Sale

    Common Stock

    2007-02-01$14.18/sh1,300$18,43421,694 total
  • Exercise/Conversion

    Incentive Stock Option (right to buy)

    2007-02-01$3.80/sh10,000$38,0000 total
    Exercise: $3.80Exp: 2008-11-20Common Stock (10,000 underlying)
  • Sale

    Common Stock

    2007-02-01$14.17/sh1,400$19,83822,994 total
  • Exercise/Conversion

    Incentive Stock Option (right to buy)

    2007-02-01$7.00/sh100$70017,900 total
    Exercise: $7.00Exp: 2010-09-15Common Stock (100 underlying)
  • Sale

    Common Stock

    2007-02-01$14.13/sh200$2,82627,081 total
  • Sale

    Common Stock

    2007-02-01$14.23/sh100$1,42319,081 total
  • Sale

    Common Stock

    2007-02-01$14.21/sh713$10,13219,481 total
  • Sale

    Common Stock

    2007-02-01$14.22/sh300$4,26619,181 total
  • Sale

    Common Stock

    2007-02-01$14.32/sh1,500$21,48016,015 total
Footnotes (5)
  • [F1]Non-derivative securities acquired through exercise of incentive stock options. Holdings include 1,342 shares acquired 1/31/2007 pursuant to the Company's 2004 Employee Stock Purchase Plan.
  • [F2]2,000 options vested and became exercisable on November 20, 1999 with the remaining 8,000 options vesting and becoming exercisable annually thereafter in four equal installments ending November 20, 2003.
  • [F3]1,600 options vested and became exercisable on November 12, 2000 with the remaining 6,400 options vesting and becoming exercisable annually thereafter in four equal installments ending November 12, 2004.
  • [F4]3,600 options vested and became exercisable on September 15, 2001 with the remaining 14,400 options vesting and becoming exercisable annually thereafter in four equal installments ending September 15, 2005.
  • [F5]Shares sold pursuant to existing 10(b)(5)-1 plan.

Documents

1 file

Issuer

CASCADE MICROTECH INC

CIK 0000864559

Entity typeoperating

Related Parties

1
  • filerCIK 0000864559

Filing Metadata

Form type
4
Filed
Feb 4, 7:00 PM ET
Accepted
Feb 5, 3:40 PM ET
Size
44.0 KB