XTENT INC 4
4 · XTENT INC · Filed Feb 7, 2007
Insider Transaction Report
Form 4
XTENT INCXTNT
Carusi Michael A
Director
Transactions
- Conversion
Common Stock
2007-02-06+96,694→ 96,694 total(indirect: By Advanced Technology Ventures VII (B), L.P.) - Conversion
Common Stock
2007-02-06+46,477→ 46,477 total(indirect: By Advanced Technology Ventures VII (C), L.P.) - Conversion
Common Stock
2007-02-06+402,776→ 402,776 total(indirect: By Advanced Technology Ventures VI, L.P.) - Conversion
Series C Convertible Preferred Stock
2007-02-06−9,883→ 0 total(indirect: By ATV Entrepreneurs VI, L.P.)→ Common Stock (9,883 underlying) - Conversion
Series C Convertible Preferred Stock
2007-02-06−154,849→ 0 total(indirect: By Advanced Technology Ventures VI, L.P.)→ Common Stock (154,849 underlying) - Conversion
Series D Convertible Preferred Stock
2007-02-06−78,284→ 0 total(indirect: By Advanced Technology Ventures VI, L.P.)→ Common Stock (78,284 underlying) - Conversion
Series C Convertible Preferred Stock
2007-02-06−5,529→ 0 total(indirect: By ATV Entrepreneurs VII, L.P.)→ Common Stock (5,529 underlying) - Conversion
Series B Convertible Preferred Stock
2007-02-06−40,644→ 0 total(indirect: By Advanced Technology Ventures VII (B), L.P.)→ Common Stock (40,644 underlying) - Conversion
Series B Convertible Preferred Stock
2007-02-06−19,536→ 0 total(indirect: By Advanced Technology Ventures VII (C), L.P.)→ Common Stock (19,536 underlying) - Conversion
Series D Convertible Preferred Stock
2007-02-06−469,021→ 0 total(indirect: By Advanced Technology Ventures VII, L.P.)→ Common Stock (469,021 underlying) - Conversion
Common Stock
2007-02-06+14,359→ 14,359 total(indirect: By ATV Entrepreneurs VII, L.P.) - Conversion
Series B Convertible Preferred Stock
2007-02-06−10,828→ 0 total(indirect: By ATV Entrepreneurs VI, L.P.)→ Common Stock (10,828 underlying) - Conversion
Series C Convertible Preferred Stock
2007-02-06−37,229→ 0 total(indirect: By Advanced Technology Ventures VII (B), L.P.)→ Common Stock (37,229 underlying) - Conversion
Series C Convertible Preferred Stock
2007-02-06−17,895→ 0 total(indirect: By Advanced Technology Ventures VII (C), L.P.)→ Common Stock (17,895 underlying) - Conversion
Common Stock
2007-02-06+25,708→ 25,708 total(indirect: By ATV Entrepreneurs VI, L.P.) - Conversion
Series D Convertible Preferred Stock
2007-02-06−18,821→ 0 total(indirect: By Advanced Technology Ventures VII (B), L.P.)→ Common Stock (18,821 underlying) - Conversion
Series C Convertible Preferred Stock
2007-02-06−927,748→ 0 total(indirect: By Advanced Technology Ventures VII, L.P.)→ Common Stock (927,748 underlying) - Conversion
Common Stock
2007-02-06+2,409,589→ 2,409,589 total(indirect: By Advanced Technology Ventures VII, L.P.) - Conversion
Series B Convertible Preferred Stock
2007-02-06−1,012,820→ 0 total(indirect: By Advanced Technology Ventures VII, L.P.)→ Common Stock (1,012,820 underlying) - Conversion
Series D Convertible Preferred Stock
2007-02-06−4,997→ 0 total(indirect: By ATV Entrepreneurs VI, L.P.)→ Common Stock (4,997 underlying) - Conversion
Series B Convertible Preferred Stock
2007-02-06−6,036→ 0 total(indirect: By ATV Entrepreneurs VII, L.P.)→ Common Stock (6,036 underlying) - Conversion
Series D Convertible Preferred Stock
2007-02-06−2,794→ 0 total(indirect: By ATV Entrepreneurs VII, L.P.)→ Common Stock (2,794 underlying) - Conversion
Series D Convertible Preferred Stock
2007-02-06−9,046→ 0 total(indirect: By Advanced Technology Ventures VII (C), L.P.)→ Common Stock (9,046 underlying) - Conversion
Series B Convertible Preferred Stock
2007-02-06−169,643→ 0 total(indirect: By Advanced Technology Ventures VI, L.P.)→ Common Stock (169,643 underlying)
Footnotes (4)
- [F1]Not applicable.
- [F2]Mr. Carusi is a managing member of ATV Associates VI, L.L.C., the general partner of ATV Entrepreneurs VI, L.P. and Advanced Technology Ventures VI, L.P. Mr. Carusi disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- [F3]Mr. Carusi is a managing member of ATV Associates VII, L.L.C., the general partner of ATV Entrepreneurs VII, L.P., Advanced Technology Ventures VII (B), L.P., Advanced Technology Ventures VII (C), L.P. and Advanced Technology Ventures VII, L.P. Mr. Carusi disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- [F4]The reported securities automatically converted into shares of Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering on February 6, 2007.