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GENOPTIX INC 4

Accession 0001104659-07-079882

CIK 0001138412operating
View on SEC.govCompany Profile

Filed

Nov 4, 7:00 PM ET

Accepted

Nov 5, 9:00 PM ET

Size

27.0 KB

Accession

0001104659-07-079882

Insider Transaction Report

Form 4
Period: 2007-11-02
GENOPTIX INCGXDX
Buono Timothy
Director
Transactions
  • Conversion

    Common Stock

    2007-11-02+356,154→ 369,477 total(indirect: see footnote)
  • Conversion

    Series 1-A Preferred Stock

    2007-11-02−1,691,730→ 0 total(indirect: see footnote)
    → Common Stock (356,154 underlying)
  • Conversion

    Series 1-C Preferred Stock

    2007-11-02−921,729→ 0 total(indirect: see footnote)
    → Common Stock (194,047 underlying)
  • Conversion

    Common Stock

    2007-11-02+372,348→ 741,825 total(indirect: see footnote)
  • Conversion

    Series 1-B Preferred Stock

    2007-11-02−1,768,654→ 0 total(indirect: see footnote)
    → Common Stock (372,348 underlying)
  • Conversion

    Common Stock

    2007-11-02+194,047→ 935,872 total(indirect: see footnote)
  • Conversion

    Series 1-D Preferred Stock

    2007-11-02−1,081,891→ 0 total(indirect: see footnote)
    → Common Stock (227,765 underlying)
  • Conversion

    Common Stock

    2007-11-02+227,765→ 1,163,637 total(indirect: see footnote)
  • Sale

    Common Stock

    2007-11-02$17.00/sh−107,717$1,831,189→ 1,055,920 total(indirect: see footnote)
Footnotes (9)
  • [F1]Each 4.75 shares of Series 1-A Preferred Stock converted into one share of the Issuer's common stock for no additional consideration and had no expiration date.
  • [F2]See Exhibit 99.
  • [F3]Each 4.75 shares of Series 1-B Preferred Stock converted into one share of the Issuer's common stock for no additional consideration and had no expiration date.
  • [F4]See Exhibit 99.
  • [F5]Each 4.75 shares of Series 1-C Preferred Stock converted into one share of the Issuer's common stock for no additional consideration and had no expiration date.
  • [F6]See Exhibit 99.
  • [F7]Each 4.75 shares of Series 1-D Preferred Stock converted into one share of the Issuer's common stock for no additional consideration and had no expiration date.
  • [F8]See Exhibit 99.
  • [F9]See Exhibit 99.

Documents

2 files

Issuer

GENOPTIX INC

CIK 0001138412

→
Entity typeoperating

Related Parties

1
  • filerCIK 0001138412

Filing Metadata

Form type
4
Filed
Nov 4, 7:00 PM ET
Accepted
Nov 5, 9:00 PM ET
Size
27.0 KB
View on SEC.gov