GENOPTIX INC 4
4 · GENOPTIX INC · Filed Nov 5, 2007
Insider Transaction Report
Form 4
GENOPTIX INC"GXDX"
MINOCHERHOMJEE ARDA PHD
Director10% Owner
Transactions
- Conversion
Common Stock
2007-11-02+2,656,482→ 2,656,482 total(indirect: See Footnote) - Sale
Common Stock
2007-11-02$17.00/sh−245,907$4,180,419→ 2,410,575 total(indirect: See Footnote) - Conversion
Series 1-D Preferred Stock
2007-11-02−12,618,296→ 0 total(indirect: See Footnote)→ Common Stock (2,656,482 underlying)
Footnotes (3)
- [F1]Each 4.75 shares of Series 1-D Preferred Stock converted into one share of the Issuer's common stock for no additional consideration and had no expiration date.
- [F2]The shares of Common Stock issuable upon conversion of the Series 1-D Preferred Stock are held as follows: 1,328,241 by Chicago Growth Partners VIII, L.P., 1,278,951 by William Blair Capital Partners VII QP, L.P. and 49,290 by William Blair Capital Partners VII, L.P. The Reporting Person may be deemed to have shared voting and dispositive power over the shares beneficially owned by Chicago Growth Partners, LP., William Blair Capital Partners VII QP, L.P. and William Blair Capital Partners VII, L.P. but disclaims such beneficial ownership, except to the extent of his pecuniary interest therein, if any.
- [F3]The shares of Common Stock sold were held as follows: 122,953 by Chicago Growth Partners VIII, L.P., 118,392 by William Blair Capital Partners VII QP, L.P. and 4,562 by William Blair Capital Partners VII, L.P. The Reporting Person may be deemed to have shared voting and dispositive power over the shares beneficially owned by Chicago Growth Partners, LP., William Blair Capital Partners VII QP, L.P. and William Blair Capital Partners VII, L.P. but disclaims such beneficial ownership, except to the extent of his pecuniary interest therein, if any.