4//SEC Filing
TONTINE MANAGEMENT LLC 4
Accession 0001104659-07-080099
CIK 0001120370other
Filed
Nov 5, 7:00 PM ET
Accepted
Nov 6, 12:37 PM ET
Size
27.3 KB
Accession
0001104659-07-080099
Insider Transaction Report
Form 4
TONTINE CAPITAL MANAGEMENT LLC
10% Owner
Transactions
- Purchase
Common Stock, $0.001 par value per share
2007-11-01$6.00/sh+1,309,572$7,857,432→ 28,876,239 total(indirect: See Footnotes) - Purchase
Common Stock, $0.001 par value per share
2007-11-01$6.00/sh+200,000$1,200,000→ 27,566,667 total(indirect: See Footnotes)
Transactions
- Purchase
Common Stock, $0.001 par value per share
2007-11-01$6.00/sh+200,000$1,200,000→ 27,566,667 total(indirect: See Footnotes) - Purchase
Common Stock, $0.001 par value per share
2007-11-01$6.00/sh+1,309,572$7,857,432→ 28,876,239 total(indirect: See Footnotes)
TONTINE CAPITAL PARTNERS L P
10% Owner
Transactions
- Purchase
Common Stock, $0.001 par value per share
2007-11-01$6.00/sh+200,000$1,200,000→ 27,566,667 total(indirect: See Footnotes) - Purchase
Common Stock, $0.001 par value per share
2007-11-01$6.00/sh+1,309,572$7,857,432→ 28,876,239 total(indirect: See Footnotes)
Transactions
- Purchase
Common Stock, $0.001 par value per share
2007-11-01$6.00/sh+1,309,572$7,857,432→ 28,876,239 total(indirect: See Footnotes) - Purchase
Common Stock, $0.001 par value per share
2007-11-01$6.00/sh+200,000$1,200,000→ 27,566,667 total(indirect: See Footnotes)
TONTINE OVERSEAS ASSOCIATES LLC
10% Owner
Transactions
- Purchase
Common Stock, $0.001 par value per share
2007-11-01$6.00/sh+1,309,572$7,857,432→ 28,876,239 total(indirect: See Footnotes) - Purchase
Common Stock, $0.001 par value per share
2007-11-01$6.00/sh+200,000$1,200,000→ 27,566,667 total(indirect: See Footnotes)
GENDELL JEFFREY L ET AL
10% Owner
Transactions
- Purchase
Common Stock, $0.001 par value per share
2007-11-01$6.00/sh+1,309,572$7,857,432→ 28,876,239 total(indirect: See Footnotes) - Purchase
Common Stock, $0.001 par value per share
2007-11-01$6.00/sh+200,000$1,200,000→ 27,566,667 total(indirect: See Footnotes)
TONTINE MANAGEMENT LLC
10% Owner
Transactions
- Purchase
Common Stock, $0.001 par value per share
2007-11-01$6.00/sh+200,000$1,200,000→ 27,566,667 total(indirect: See Footnotes) - Purchase
Common Stock, $0.001 par value per share
2007-11-01$6.00/sh+1,309,572$7,857,432→ 28,876,239 total(indirect: See Footnotes)
TONTINE PARTNERS L P
10% Owner
Transactions
- Purchase
Common Stock, $0.001 par value per share
2007-11-01$6.00/sh+200,000$1,200,000→ 27,566,667 total(indirect: See Footnotes) - Purchase
Common Stock, $0.001 par value per share
2007-11-01$6.00/sh+1,309,572$7,857,432→ 28,876,239 total(indirect: See Footnotes)
Tontine Capital Overseas GP, LLC
10% Owner
Transactions
- Purchase
Common Stock, $0.001 par value per share
2007-11-01$6.00/sh+1,309,572$7,857,432→ 28,876,239 total(indirect: See Footnotes) - Purchase
Common Stock, $0.001 par value per share
2007-11-01$6.00/sh+200,000$1,200,000→ 27,566,667 total(indirect: See Footnotes)
Footnotes (6)
- [F1]This report is filed jointly by Tontine Capital Partners, L.P., a Delaware limited partnership ("TCP"), Tontine Capital Management, L.L.C., a Delaware limited liability company ("TCM"), Tontine Capital Overseas GP, L.L.C., a Delaware limited liability company ("TCO"), Tontine Capital Overseas Master Fund, L.P., a Cayman Islands limited partnership ("TMF"), Tontine Partners, L.P., a Delaware limited partnership ("TP"), Tontine Management, L.L.C., a Delaware limited liability company ("TM"), Tontine 25 Overseas Master Fund, L.P., a Cayman Islands limited partnership ("T25"), Tontine Overseas Associates, L.L.C., a Delaware limited liability company ("TOA"), and Jeffrey L. Gendell ("Mr. Gendell").
- [F2]Mr. Gendell is the managing member of: (a) TCM, the general partner of TCP and T25; (b) TCO, the general partner of TMF; (c) TM, the general partner of TP; and (d) TOA, the investment advisor of Tontine Overseas Fund, Ltd., a Cayman Islands exempted company ("TOF"). Mr. Gendell, TCM, TCO, TM and TOA directly own 0 shares of the Common Stock. TCP directly owns 11,893,334 shares of Common Stock. TMF directly owns 4,955,194 shares of Common Stock. TP directly owns 6,206,575 shares of Common Stock. TOF directly owns 3,396,136 shares of Common Stock. T25 directly owns 2,625,000 shares of Common Stock.
- [F3]All of the foregoing shares of Common Stock may be deemed to be beneficially owned by Mr. Gendell. The foregoing shares held by TCP and T25 may be deemed to be beneficially owned by TCM. The foregoing shares held by TMF may be deemed to be beneficially owned by TCO. The foregoing shares held by TP may be deemed to be beneficially owned by TM. The foregoing shares held by TOF may be deemed to be beneficially owned by TOA.
- [F4]Mr. Gendell disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by Mr. Gendell or representing Mr. Gendell's pro rata interest in, and interest in the profits of, TCM, TCP, TCO, TMF, TP, TM, TOA, TOF and T25. TCM disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TCM or representing TCM's pro rata interest in, and interest in the profits of, TCP and T25. TCO disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TCO or representing TCO's pro rata interest in, and interest in the profits of, TMF.
- [F5]TM disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TM or representing TM's pro rata interest in, and interest in the profits of, TP. TOA disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TOA or representing TOA's pro rata interest in, and interest in the profits of, TOF.
- [F6]On November 1, 2007, TMF purchased 200,000 shares of Common Stock, TP purchased 1,309,572 shares of Common Stock and TOF purchased 200,000 shares of Common Stock.
Documents
Issuer
TOWER TECH HOLDINGS INC.
CIK 0001120370
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001268959
Filing Metadata
- Form type
- 4
- Filed
- Nov 5, 7:00 PM ET
- Accepted
- Nov 6, 12:37 PM ET
- Size
- 27.3 KB