Home/Filings/4/A/0001104659-08-034130
4/A//SEC Filing

LPATH, INC 4/A

Accession 0001104659-08-034130

CIK 0001251769operating

Filed

May 15, 8:00 PM ET

Accepted

May 16, 7:10 PM ET

Size

9.5 KB

Accession

0001104659-08-034130

Insider Transaction Report

Form 4/AAmended
Period: 2007-11-20
Sabbadini Roger Allen
VP & Chief Scientific Officer
Transactions
  • Award

    Restricted Stock Unit

    2008-05-14+72,43772,437 total
    Class A Common Stock (72,437 underlying)
  • Award

    Restricted Stock Unit

    2007-11-20+80,06380,063 total
    Class A Common Stock (80,063 underlying)
Footnotes (3)
  • [F1]Each restricted stock unit represents a contingent right to receive one share of Lpath, Inc. Class A common stock.
  • [F2]On November 20, 2007, the reporting person was granted a total of 305,000 restricted stock units, of which 152,500 vest upon the achievement of certain performance-based milestones described further in Footnote (3) below. On May 14, 2008, 47.5% of these performance-based restricted stock units vested. Vested shares will be delivered to the reporting person on the fifth anniversary of the date of grant or upon an earlier termination of the reporting person's service to Lpath due to disability, death or sale of Lpath.
  • [F3]These performance-based restricted stock units represent the unvested remainder of 152,500 such units, the grant of which initially was disclosed on Line 2 of Table II on Form 4 filed by the reporting person with the SEC on November 23, 2007. The vested portion of such grant is reported on Line 1 in this Table II. These restricted stock units will vest at varying percentages upon the achievement of certain milestones related to the Company's research and clinical development. Vested shares will be delivered to the reporting person on the fifth anniversary of the date of grant or upon an earlier termination of the reporting person's service to Lpath due to disability, death or sale of Lpath.

Documents

1 file

Issuer

LPATH, INC

CIK 0001251769

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001251769

Filing Metadata

Form type
4/A
Filed
May 15, 8:00 PM ET
Accepted
May 16, 7:10 PM ET
Size
9.5 KB