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4//SEC Filing

GENOPTIX INC 4

Accession 0001104659-08-040996

CIK 0001138412operating
View on SEC.govCompany Profile

Filed

Jun 18, 8:00 PM ET

Accepted

Jun 19, 6:55 PM ET

Size

12.9 KB

Accession

0001104659-08-040996

Insider Transaction Report

Form 4
Period: 2008-06-17
GENOPTIX INCGXDX
Buono Timothy
Director
Transactions
  • Award

    Common Stock

    2008-06-17+2,500→ 7,500 total
  • Award

    Stock Option (Right to Buy)

    2008-06-17+3,750→ 3,750 total
    Exercise: $30.76Exp: 2018-06-16→ Common Stock (3,750 underlying)
  • Award

    Stock Option (Right to Buy)

    2008-06-17+10,000→ 10,000 total
    Exercise: $30.76Exp: 2018-06-16→ Common Stock (10,000 underlying)
  • Award

    Common Stock

    2008-06-17+5,000→ 5,000 total
Holdings

  • Common Stock

    (indirect: See Footnote)
    230,268
Footnotes (5)
  • [F1]The shares being reported are being issued pursuant to restricted stock units, each one of which represents a contingent right to receive one share of the issuer's common stock. Beginning on June 17, 2008, the restricted stock units vest in 12 equal quarterly installments over the following 3 years.
  • [F2]The shares being reported are being issued pursuant to restricted stock units, each one of which represents a contingent right to receive one share of the issuer's common stock. Beginning on June 17, 2008, the restricted stock units vest in 4 equal quarterly installments over the following year.
  • [F3]The shares being reported are held by Tullis-Dickerson Capital Focus II, L.P. ("Tullis-Dickerson Capital"), TD Javelin Capital Fund II, L.P. ("TD Javelin") and TD Lighthouse Capital Fund, L.P. ("TD Lighthouse"). TD Javelin and TD Lighthouse are managed by TD II Regional Partners, Inc. Tullis-Dickerson Capital is managed by Tullis-Dickerson Partners II, L.L.C. Timothy M. Buono, Joan P. Neuscheler, James L. L. Tullis, Thomas P. Dickerson and Lyle A. Hohnke share the voting and/or dispositive power over all such shares. The Reporting Person disclaims beneficial ownership of the shares, except to the extent of his pecuniary interest therein.
  • [F4]Beginning on June 17, 2008, the shares vest in 36 equal monthly installments over the following 3 years.
  • [F5]Beginning on June 17, 2008, the shares vest in 12 equal monthly installments over the following year.

Documents

1 file

Issuer

GENOPTIX INC

CIK 0001138412

→
Entity typeoperating

Related Parties

1
  • filerCIK 0001138412

Filing Metadata

Form type
4
Filed
Jun 18, 8:00 PM ET
Accepted
Jun 19, 6:55 PM ET
Size
12.9 KB
View on SEC.gov