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4//SEC Filing

HEMMER VINCENT J 4

Accession 0001104659-08-055541

CIK 0001295947other

Filed

Aug 26, 8:00 PM ET

Accepted

Aug 27, 8:09 PM ET

Size

23.9 KB

Accession

0001104659-08-055541

Insider Transaction Report

Form 4
Period: 2008-08-25
HEMMER VINCENT J
Director10% Owner
Transactions
  • Sale

    Common Stock, par value $0.01 per share

    2008-08-26$9.52/sh103$9811,374 total(indirect: See footnote)
  • Sale

    Common Stock, par value $0.01 per share

    2008-08-26$9.52/sh37,067$352,878495,820 total(indirect: See footnote)
  • Sale

    Common Stock, par value $0.01 per share

    2008-08-26$9.53/sh19$181248 total(indirect: See footnote)
  • Sale

    Common Stock, par value $0.01 per share

    2008-08-25$9.59/sh114$1,0931,477 total(indirect: See footnote)
  • Sale

    Common Stock, par value $0.01 per share

    2008-08-25$9.59/sh41,265$395,731532,887 total(indirect: See footnote)
  • Sale

    Common Stock, par value $0.01 per share

    2008-08-25$9.59/sh21$201267 total(indirect: See footnote)
Holdings
  • Common Stock, par value $0.01 per share

    (indirect: See footnote)
    301,240
  • Common Stock, par value $0.01 per share

    (indirect: See footnote)
    1,660,463
  • Common Stock, par value $0.01 per share

    (indirect: See footnote)
    50,499
  • Common Stock, par value $0.01 per share

    (indirect: See footnote)
    9,461,583
Footnotes (14)
  • [F1]Reflects shares received by GTCR Partners VIII, L.P. ("GTCR Partners VIII") as a result of pro rata distributions from GTCR Fund VIII, L.P. ("Fund VIII") and GTCR Fund VIII/B, L.P. ("Fund VIII/B") that were exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-13 promulgated thereunder.
  • [F10]Reflects shares held directly by GTCR II. GTCR II is managed by its members. The Reporting Person is a member of GTCR II and may be deemed to have an indirect pecuniary interest in the shares owned by GTCR II to the extent of the Reporting Person's indirect proportionate interest in GTCR II.
  • [F11]Fund VIII is the direct beneficial owner of such shares. GTCR Partners VIII is the general partner of Fund VIII and GTCR II is the general partner of GTCR Partners VIII. As such, GTCR Partners VIII and GTCR II may be deemed to be beneficial owners of such shares. GTCR II is managed by its members. The Reporting Person is a member of GTCR II and GTCR Partners VIII and may be deemed to have an indirect pecuniary interest in the shares owned by Fund VIII to the extent of the Reporting Person's indirect proportionate interest in Fund VIII.
  • [F12]Fund VIII/B is the direct beneficial owner of such shares. GTCR Partners VIII is the general partner of Fund VIII/B and GTCR II is the general partner of GTCR Partners VIII. As such, GTCR Partners VIII and GTCR II may be deemed to be beneficial owners of such shares. GTCR II is managed by its members. The Reporting Person is a member of GTCR II and GTCR Partners VIII and may be deemed to have an indirect pecuniary interest in the shares owned by Fund VIII/B to the extent of the Reporting Person's indirect proportionate interest in Fund VIII/B.
  • [F13]Co-Invest II is the direct beneficial owner of such shares. GTCR II is the general partner of Co-Invest II. As such, GTCR II may be deemed to be a beneficial owner of such shares. GTCR II is managed by its members. The Reporting Person is a member of GTCR II and may be deemed to have an indirect pecuniary interest in the shares owned by Co-Invest II to the extent of the Reporting Person's indirect proportionate interest in Co-Invest II.
  • [F14]Capital Partners is the direct beneficial owner of such shares. Mezzanine Partners is the general partner of Capital Partners. GTCR Partners VI is the general partner of Mezzanine Partners. GTCR is the general partner of GTCR Partners VI. As such, Mezzanine Partners, GTCR Partners VI and GTCR may be deemed to be beneficial owners of such shares. GTCR is managed by its members. The Reporting Person is a member of GTCR, Mezzanine Partners and GTCR Partners VI and may be deemed to have an indirect pecuniary interest in the shares owned by Capital Partners to the extent of the Reporting Person's indirect proportionate interest in Capital Partners.
  • [F2]Reflects the weighted average price of the shares sold. The prices actually received ranged from (i) $9.75 to $9.50 for sales occurring on August 25, 2008 and (ii) $9.63 to $9.41 for sales occurring on August 26, 2008. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  • [F3]The Reporting Person expressly disclaims beneficial ownership of the shares reported in Table I, except to the extent of his pecuniary interest therein. The filing of this form shall not be deemed an admission that the Reporting Person is, for Section 16 purposes or otherwise, the beneficial owner of such shares.
  • [F4]Reflects shares held directly by GTCR Partners VIII. GTCR Golder Rauner II, LLC ("GTCR II") is the general partner of GTCR Partners VIII. As such, GTCR II may be deemed to be the beneficial owner of such shares. GTCR II is managed by its members. The Reporting Person is a member of GTCR II and may be deemed to have an indirect pecuniary interest in the shares owned by GTCR Partners VIII to the extent of the Reporting Person's indirect proportionate interest in GTCR Partners VIII.
  • [F5]Reflects shares received by GTCR Mezzanine Partners, L.P. ("Mezzanine Partners") as a result of pro rata distributions from GTCR Capital Partners, L.P. ("Capital Partners") that were exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-13 promulgated thereunder.
  • [F6]Represents the weighted average price of the shares sold. The prices actually received ranged from (i) $9.75 to $9.50 for sales occurring on August 25, 2008 and (ii) $9.61 to $9.41 for sales occurring on August 26, 2008. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  • [F7]Reflects shares held directly by Mezzanine Partners. GTCR Partners VI, L.P. ("GTCR Partners VI") is the general partner of Mezzanine Partners. GTCR Golder Rauner, L.L.C. ("GTCR") is the general partner of GTCR Partners VI. As such, GTCR may be deemed to be the beneficial owner of such shares. GTCR is managed by its members. The Reporting Person is a member of GTCR and may be deemed to have an indirect pecuniary interest in the shares owned by Mezzanine Partners to the extent of the Reporting Person's indirect proportionate interest in Mezzanine Partners.
  • [F8]Reflects shares received by GTCR II as a result of pro rata distributions from GTCR Co-Invest II, L.P. ("Co-Invest II") that were exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-13 promulgated thereunder.
  • [F9]Represents the weighted average price of the shares sold. The prices actually received ranged from (i) $9.66 to $9.50 for sales occurring on August 25, 2008 and (ii) $9.59 to $9.46 for sales occurring on August 26, 2008. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Documents

1 file

Issuer

Prestige Brands Holdings, Inc.

CIK 0001295947

Entity typeother

Related Parties

1
  • filerCIK 0001136790

Filing Metadata

Form type
4
Filed
Aug 26, 8:00 PM ET
Accepted
Aug 27, 8:09 PM ET
Size
23.9 KB