4//SEC Filing
Sarkar Neel 4
Accession 0001104659-09-010817
CIK 0001253955other
Filed
Feb 18, 7:00 PM ET
Accepted
Feb 19, 6:22 PM ET
Size
18.5 KB
Accession
0001104659-09-010817
Insider Transaction Report
Form 4
Sarkar Neel
Director
Transactions
- Sale
Common Stock
2009-02-17$13.62/sh−44,356$604,129→ 1,848,594 total(indirect: By Centennial Ventures VII, L.P.) - Sale
Common Stock
2009-02-18$13.51/sh−6,407$86,559→ 1,842,187 total(indirect: By Centennial Ventures VII, L.P.) - Sale
Common Stock
2009-02-18$13.51/sh−93$1,256→ 26,706 total(indirect: By Centennial Entrepreneurs Fund VII, L.P.) - Sale
Common Stock
2009-02-19$13.71/sh−18,728$256,761→ 1,823,459 total(indirect: By Centennial Ventures VII, L.P.) - Sale
Common Stock
2009-02-19$13.71/sh−272$3,729→ 26,434 total(indirect: By Centennial Entrepreneurs Fund VII, L.P.) - Sale
Common Stock
2009-02-17$13.62/sh−644$8,771→ 26,799 total(indirect: By Centennial Entrepreneurs Fund VII, L.P.) - Award
Stock Option (Right to Buy)
2009-02-17+14,729→ 14,729 totalExercise: $13.43Exp: 2016-02-16→ Common Stock (14,729 underlying)
Holdings
- 60,260
Stock Option (Right to Buy)
Exercise: $8.64Exp: 2015-02-18→ Common Stock (60,260 underlying)
Footnotes (4)
- [F1]Centennial Holdings VII, LLC ("Holdings") is the general partner of each of Centennial Ventures VII, L.P. ("Fund VII") and Centennial Entrepreneurs Fund VII, L.P. ("E Fund VII" and together with Fund VII, the "Funds"), each of which may be deemed to beneficially own the shares under Section 13(d) of the Securities and Exchange Act of 1934, as amended. The Reporting Person is a managing director of Centennial Holdings VII, LLC and may be deemed to have a pecuniary interest in the shares beneficially owned by the Centennial entities. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- [F2]Stock option vests over a three-year period in 36 equal monthly installments beginning on February 17, 2009.
- [F3]Pursuant to an agreement among Holdings, the Funds and the Reporting Person, the Reporting Person is deemed to hold the reported stock option for the benefit of Holdings, and must exercise the stock option upon the direction of Holdings, which is entitled to the underlying shares of common stock issuable upon exercise of the stock option. Holdings may be deemed, therefore, to be the indirect beneficial owner of the stock option granted to the Reporting Person, and the Reporting Person may be deemed to be the indirect beneficial owner of the stock option through his relationship with Holdings. The Reporting Person disclaims beneficial ownership of the stock option except to the extent of his pecuniary interest therein.
- [F4]Stock option vests over a three-year period in 36 equal monthly installments beginning on February 19, 2008.
Documents
Issuer
COMPELLENT TECHNOLOGIES INC
CIK 0001253955
Entity typeother
Related Parties
1- filerCIK 0001412960
Filing Metadata
- Form type
- 4
- Filed
- Feb 18, 7:00 PM ET
- Accepted
- Feb 19, 6:22 PM ET
- Size
- 18.5 KB