KNOTT PARTNERS LP 3
3 · Rand Logistics, Inc. · Filed Mar 3, 2009
Insider Transaction Report
Form 3
KNOTT PARTNERS LP
10% Owner
Holdings
Series A Convertible Preferred Stock
Exercise: $6.20From: 2006-03-06→ Common Stock (895,725 underlying)- 716,400
Common Stock, $.0001 par value per share
Footnotes (2)
- [F1]The securities held directly by this Reporting Person were previously reported by David M. Knott (CIK0000808722) as indirectly owned on Form 3 (footnotes 1 and 2), filed November 4, 2004; Forms 4, filed on the following dates: November 5, 2004 (footnotes 1 and 2), November 10, 2004, March 14, 2006 (footnote 2), August 2, 2006 (footnote 1), May 2, 2007 (footnote 2) and February 17, 2009 (footnote 4); and Form 4/A (footnote 1), filed November 23, 2004. The reported securities identified in Column 1 of Table I represent components of Units. Each Unit consists of one (1) share of common stock and one warrant to purchase one (1) share of common stock. The securities listed in Column 1 of Table I include common stock components of such Units, as well as common stock acquired in open market transactions, upon exercise of warrants included as components of such Units and in a cross trade for which there was no net transaction cost.
- [F2]The Series A Convertible Preferred Stock does not expire.