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4//SEC Filing

NORICK RONALD J 4

Accession 0001104659-09-017527

CIK 0000892653other

Filed

Mar 12, 8:00 PM ET

Accepted

Mar 13, 12:38 PM ET

Size

12.8 KB

Accession

0001104659-09-017527

Insider Transaction Report

Form 4
Period: 2009-03-11
NORICK RONALD J
Director10% Owner
Transactions
  • Purchase

    Common stock

    2009-03-11$0.20/sh+27,900$5,505253,517 total(indirect: See footnote)
  • Purchase

    Common stock

    2009-03-11$0.20/sh+100,000$19,730353,517 total(indirect: See footnote)
Holdings
  • Common stock

    (indirect: See footnote)
    177,500
  • Common stock

    (indirect: See footnote)
    225,617
  • Common stock option

    Exercise: $3.00From: 2004-07-02Exp: 2011-07-02Common stock (25,000 underlying)
    25,000
  • Common stock option

    Exercise: $3.60From: 2005-02-12Exp: 2012-02-12Common stock (25,000 underlying)
    50,000
  • Common stock option

    Exercise: $2.71From: 2006-01-20Exp: 2013-01-20Common stock (100,000 underlying)
    150,000
Footnotes (5)
  • [F1]Owned of record by Norick Investment Company, L.L.C., of which Ronald J. Norick is Controlling Member.
  • [F2]Owned of record by the Ronald J. Norick Family Limited Partnership, of which Ronald J. Norick is General Partner.
  • [F3]Purchased by the Ronald J. Norick Family Limited Partnership, of which Ronald J. Norick is General Partner.
  • [F4]Purchased by Norick Investment Company, L.L.C., of which Ronald J. Norick is Controlling Manager.
  • [F5]No change from prior report. All options to purchase common stock are fully vested and exercisable.

Documents

1 file

Issuer

SPORT HALEY INC

CIK 0000892653

Entity typeother

Related Parties

1
  • filerCIK 0001188850

Filing Metadata

Form type
4
Filed
Mar 12, 8:00 PM ET
Accepted
Mar 13, 12:38 PM ET
Size
12.8 KB