SPORT HALEY INC·4

Mar 13, 12:38 PM ET

NORICK RONALD J 4

4 · SPORT HALEY INC · Filed Mar 13, 2009

Insider Transaction Report

Form 4
Period: 2009-03-11
NORICK RONALD J
Director10% Owner
Transactions
  • Purchase

    Common stock

    2009-03-11$0.20/sh+27,900$5,505253,517 total(indirect: See footnote)
  • Purchase

    Common stock

    2009-03-11$0.20/sh+100,000$19,730353,517 total(indirect: See footnote)
Holdings
  • Common stock

    (indirect: See footnote)
    177,500
  • Common stock

    (indirect: See footnote)
    225,617
  • Common stock option

    Exercise: $3.00From: 2004-07-02Exp: 2011-07-02Common stock (25,000 underlying)
    25,000
  • Common stock option

    Exercise: $3.60From: 2005-02-12Exp: 2012-02-12Common stock (25,000 underlying)
    50,000
  • Common stock option

    Exercise: $2.71From: 2006-01-20Exp: 2013-01-20Common stock (100,000 underlying)
    150,000
Footnotes (5)
  • [F1]Owned of record by Norick Investment Company, L.L.C., of which Ronald J. Norick is Controlling Member.
  • [F2]Owned of record by the Ronald J. Norick Family Limited Partnership, of which Ronald J. Norick is General Partner.
  • [F3]Purchased by the Ronald J. Norick Family Limited Partnership, of which Ronald J. Norick is General Partner.
  • [F4]Purchased by Norick Investment Company, L.L.C., of which Ronald J. Norick is Controlling Manager.
  • [F5]No change from prior report. All options to purchase common stock are fully vested and exercisable.

Documents

1 file
  • 4
    a4.xmlPrimary

    4