LINDAHL JOHN E 4
4 · ROSETTA STONE INC · Filed Apr 23, 2009
Insider Transaction Report
Form 4
LINDAHL JOHN E
Director10% Owner
Transactions
- Conversion
Series A-2 Preferred
2009-04-21−171,000→ 0 total(indirect: See Footnote)→ Common Stock (4,446,000 underlying) - Sale
Common Stock
2009-04-21$16.74/sh−1,605,998$26,884,407→ 3,334,002 total(indirect: By Partnership) - Conversion
Common Stock
2009-04-21+4,446,000→ 4,940,000 total(indirect: By Partnership)
Footnotes (2)
- [F1]Shares are held by Norwest Equity Partners VIII, LP. Mr. Lindahl is a managing member of Itasca Partners VIII, L.L.C., the general partner of Norwest Equity Partners VIII, LP, and may be deemed to share voting or dispositive power over such shares. Mr. Lindahl disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.
- [F2]The Series A-2 Preferred Stock automatically converted into Common Stock upon the closing of the initial public offering of the issuer for no additional consideration.