4//SEC Filing
DEVRIES TIMOTHY C 4
Accession 0001104659-09-025799
CIK 0001351285other
Filed
Apr 22, 8:00 PM ET
Accepted
Apr 23, 4:18 PM ET
Size
15.6 KB
Accession
0001104659-09-025799
Insider Transaction Report
Form 4
WHALEY JOHN P
10% Owner
Transactions
- Conversion
Common Stock
2009-04-21+4,446,000→ 4,940,000 total(indirect: By Partnership) - Sale
Common Stock
2009-04-21$16.74/sh−1,605,998$26,884,407→ 3,334,002 total(indirect: By Partnership) - Conversion
Series A-2 Preferred
2009-04-21−171,000→ 0 total(indirect: See Footnote)→ Common Stock (4,446,000 underlying)
Itasca Partners VIII, LLC
10% Owner
Transactions
- Conversion
Common Stock
2009-04-21+4,446,000→ 4,940,000 total(indirect: By Partnership) - Sale
Common Stock
2009-04-21$16.74/sh−1,605,998$26,884,407→ 3,334,002 total(indirect: By Partnership) - Conversion
Series A-2 Preferred
2009-04-21−171,000→ 0 total(indirect: See Footnote)→ Common Stock (4,446,000 underlying)
DEVRIES TIMOTHY C
10% Owner
Transactions
- Conversion
Common Stock
2009-04-21+4,446,000→ 4,940,000 total(indirect: By Partnership) - Conversion
Series A-2 Preferred
2009-04-21−171,000→ 0 total(indirect: See Footnote)→ Common Stock (4,446,000 underlying) - Sale
Common Stock
2009-04-21$16.74/sh−1,605,998$26,884,407→ 3,334,002 total(indirect: By Partnership)
LINDAHL JOHN E
Director10% Owner
Transactions
- Conversion
Series A-2 Preferred
2009-04-21−171,000→ 0 total(indirect: See Footnote)→ Common Stock (4,446,000 underlying) - Conversion
Common Stock
2009-04-21+4,446,000→ 4,940,000 total(indirect: By Partnership) - Sale
Common Stock
2009-04-21$16.74/sh−1,605,998$26,884,407→ 3,334,002 total(indirect: By Partnership)
Norwest Equity Partners VIII, LP
10% Owner
Transactions
- Conversion
Common Stock
2009-04-21+4,446,000→ 4,940,000 total(indirect: By Partnership) - Sale
Common Stock
2009-04-21$16.74/sh−1,605,998$26,884,407→ 3,334,002 total(indirect: By Partnership) - Conversion
Series A-2 Preferred
2009-04-21−171,000→ 0 total(indirect: See Footnote)→ Common Stock (4,446,000 underlying)
Footnotes (2)
- [F1]Shares are held by Norwest Equity Partners VIII, LP. Itasca Partners VIII, L.L.C. is the general partner of Norwest Equity Partners VIII, LP, and has voting and dispositive power over such shares. John Lindahl and Timothy DeVries are managing members of and John Whaley is managing administrative member of Itasca Partenrs VIII, LLC, and may be deemed to share voting or dispositive power over such shares. Messrs. Lindahl, DeVries and Whaley disclaim beneficial ownership of such shares except to the extent of any pecuniary interest therein.
- [F2]The Series A-2 preferred stock automatically converted into common stock upon the closing of the initial public offering of the issuer for no additional consideration.
Documents
Issuer
ROSETTA STONE INC
CIK 0001351285
Entity typeother
Related Parties
1- filerCIK 0001211893
Filing Metadata
- Form type
- 4
- Filed
- Apr 22, 8:00 PM ET
- Accepted
- Apr 23, 4:18 PM ET
- Size
- 15.6 KB