Landers Richard K 4
4 · GT Solar International, Inc. · Filed Jun 17, 2009
Insider Transaction Report
Form 4
Landers Richard K
Director10% Owner
Transactions
- Sale
Common Stock
2009-06-15$5.86/sh−5,900,000$34,574,000→ 105,538,149 total(indirect: By LLC)
Footnotes (2)
- [F1]OCM/GFI Power Opportunities Fund II, L.P. ("Main Fund") and OCM/GFI Power Opportunities Fund II (Cayman), L.P. ("Cayman Fund" and together with the Main Fund, "OCM/GFI Funds") are together the managing member of GT Solar Holdings, LLC. GFI Energy Ventures LLC or "GFI" is one of two investment managers of each of the OCM/GFI Funds. GFI may be deemed to have beneficial ownership of the shares held by GT Solar Holdings, LLC. Voting and investment power with respect to securities owned by the OCM/GFI Funds is exercised by a four-person committee (the "Committee") which includes two representatives of GFI (any of Messrs. Lawrence D. Gilson, Richard K. Landers, Ian A. Schapiro and Andrew G. Osler).
- [F2]By virtue of being a partner of GFI and a member of the Committee, Mr. Landers may be deemed to have or share beneficial ownership of shares beneficially owned by GFI. Mr. Landers expressly disclaims beneficial ownership of any shares held by the OCM/GFI Funds, GFI or GT Solar Holdings, LLC, except to the extent of his pecuniary interest therein.