Home/Filings/4/0001104659-09-043506
4//SEC Filing

GREENE JAMES H JR 4

Accession 0001104659-09-043506

CIK 0000748015other

Filed

Jul 15, 8:00 PM ET

Accepted

Jul 16, 6:27 PM ET

Size

51.1 KB

Accession

0001104659-09-043506

Insider Transaction Report

Form 4
Period: 2009-07-10
Transactions
  • Purchase

    8% Senior Secured Third Lien Convertible Notes due 2016

    2009-07-10$25.00/sh+3,753,910$93,847,7503,753,910 total(indirect: See)
    Exercise: $0.00Exp: 2016-07-15Common Stock par value $0.01 per share (93,847,750 underlying)
GOLKIN PERRY
10% Owner
Transactions
  • Purchase

    8% Senior Secured Third Lien Convertible Notes due 2016

    2009-07-10$25.00/sh+3,753,910$93,847,7503,753,910 total(indirect: See)
    Exercise: $0.00Exp: 2016-07-15Common Stock par value $0.01 per share (93,847,750 underlying)
Transactions
  • Purchase

    8% Senior Secured Third Lien Convertible Notes due 2016

    2009-07-10$25.00/sh+3,753,910$93,847,7503,753,910 total(indirect: See)
    Exercise: $0.00Exp: 2016-07-15Common Stock par value $0.01 per share (93,847,750 underlying)
Transactions
  • Purchase

    8% Senior Secured Third Lien Convertible Notes due 2016

    2009-07-10$25.00/sh+3,753,910$93,847,7503,753,910 total(indirect: See)
    Exercise: $0.00Exp: 2016-07-15Common Stock par value $0.01 per share (93,847,750 underlying)
Transactions
  • Purchase

    8% Senior Secured Third Lien Convertible Notes due 2016

    2009-07-10$25.00/sh+3,753,910$93,847,7503,753,910 total(indirect: See)
    Exercise: $0.00Exp: 2016-07-15Common Stock par value $0.01 per share (93,847,750 underlying)
Transactions
  • Purchase

    8% Senior Secured Third Lien Convertible Notes due 2016

    2009-07-10$25.00/sh+3,753,910$93,847,7503,753,910 total(indirect: See)
    Exercise: $0.00Exp: 2016-07-15Common Stock par value $0.01 per share (93,847,750 underlying)
Transactions
  • Purchase

    8% Senior Secured Third Lien Convertible Notes due 2016

    2009-07-10$25.00/sh+3,753,910$93,847,7503,753,910 total(indirect: See)
    Exercise: $0.00Exp: 2016-07-15Common Stock par value $0.01 per share (93,847,750 underlying)
Transactions
  • Purchase

    8% Senior Secured Third Lien Convertible Notes due 2016

    2009-07-10$25.00/sh+3,753,910$93,847,7503,753,910 total(indirect: See)
    Exercise: $0.00Exp: 2016-07-15Common Stock par value $0.01 per share (93,847,750 underlying)
Transactions
  • Purchase

    8% Senior Secured Third Lien Convertible Notes due 2016

    2009-07-10$25.00/sh+3,753,910$93,847,7503,753,910 total(indirect: See)
    Exercise: $0.00Exp: 2016-07-15Common Stock par value $0.01 per share (93,847,750 underlying)
Transactions
  • Purchase

    8% Senior Secured Third Lien Convertible Notes due 2016

    2009-07-10$25.00/sh+3,753,910$93,847,7503,753,910 total(indirect: See)
    Exercise: $0.00Exp: 2016-07-15Common Stock par value $0.01 per share (93,847,750 underlying)
Footnotes (6)
  • [F1]8% Senior Secured Third Lien Convertible Notes due 2016 co-issued by Sealy Corporation and Sealy Mattress Company
  • [F2]Immediately exercisable
  • [F3]The convertible notes of the Issuer reported on this Form 4 are held of record by Sealy Holding LLC. As senior member of Sealy Holding LLC, KKR Millennium Fund L.P. may be deemed a beneficial owner of such convertible notes of the Issuer held by Sealy Holding LLC. As the sole general partner of KKR Millennium Fund L.P., KKR Associates Millennium L.P. may be deemed to be the beneficial owner of such convertible notes of the Issuer held by Sealy Holding LLC. As the sole general partner of KKR Associates Millennium L.P., KKR Millennium GP LLC also may be deemed to be the beneficial owner of such convertible notes of the Issuer held by Sealy Holding LLC.
  • [F4]The members of KKR Millennium GP LLC are Henry R. Kravis, George R. Roberts, James H. Greene, Jr., Paul E. Raether, Michael W. Michelson, Perry Golkin, Johannes P. Huth, Todd A. Fisher, Alexander Navab, Marc S. Lipschultz, Reinhard Gorenflos, Jacques Garaialde, Michael M. Calbert and Scott C. Nuttall, and as such, may be deemed to share beneficial ownership of any convertible notes of the Issuer that KKR Millennium GP LLC may be deemed to beneficially own. Each Reporting Person, other than Sealy Holding LLC, disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein.
  • [F5]The filing of this statement shall not be deemed and admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Person is the beneficial owners of all such equity securities covered by this statement.
  • [F6]Due to limitations on Form 4, certain of the persons described as beneficial owners or deemed beneficial owners of the securities reported on this Form 4 are filing as reporting persons on separate Forms 4.

Issuer

SEALY CORP

CIK 0000748015

Entity typeother

Related Parties

1
  • filerCIK 0001205970

Filing Metadata

Form type
4
Filed
Jul 15, 8:00 PM ET
Accepted
Jul 16, 6:27 PM ET
Size
51.1 KB