Home/Filings/4/0001104659-09-050892
4//SEC Filing

Coleman John T 4

Accession 0001104659-09-050892

CIK 0001351285other

Filed

Aug 19, 8:00 PM ET

Accepted

Aug 20, 9:57 PM ET

Size

13.9 KB

Accession

0001104659-09-050892

Insider Transaction Report

Form 4
Period: 2009-08-18
Transactions
  • Purchase

    Common Stock

    2009-08-18$20.84/sh+100$2,084200 total(indirect: By Spouse)
  • Award

    Stock Option

    2009-08-19+329329 total
    Exercise: $20.35Common Stock (329 underlying)
  • Award

    Restricted Stock Unit

    2009-08-19+1811,643 total
    Exercise: $20.35Common Stock (181 underlying)
Holdings
  • Stock Option

    Exercise: $6.08Common Stock (6,500 underlying)
    6,500
  • Stock Option

    Exercise: $3.85Common Stock (19,500 underlying)
    19,500
  • Stock Option

    Exercise: $18.00Common Stock (2,658 underlying)
    2,658
Footnotes (4)
  • [F1]The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
  • [F2]Pursuant to the 2006 Stock Incentive Plan, 1/4 of the Stock Options shall be vested and exercisable one year after the date of grant and 1/16 of the shares subject to the option shall become vested each quarter thereafter. 19,500 shares awarded on 5/22/2006. 6,500 shares awarded on 3/21/2007.
  • [F3]Pursuant to the 2009 Omnibus Incentive Plan, 1/4 of the Stock Options shall be vested and exercisable on the last day of the third month after the date of grant and 1/4 of the shares subject to the option shall become vested each quarter thereafter. 2,658 shares awarded on 4/15/2009.
  • [F4]The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made after the date of the reporting person's separation from service to the Board of Directors.

Documents

1 file

Issuer

ROSETTA STONE INC

CIK 0001351285

Entity typeother

Related Parties

1
  • filerCIK 0001454722

Filing Metadata

Form type
4
Filed
Aug 19, 8:00 PM ET
Accepted
Aug 20, 9:57 PM ET
Size
13.9 KB