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SWEENEY STEVEN J 4

Accession 0001104659-09-051444

CIK 0000356708other
View on SEC.govCompany Profile

Filed

Aug 23, 8:00 PM ET

Accepted

Aug 24, 9:09 PM ET

Size

14.9 KB

Accession

0001104659-09-051444

Insider Transaction Report

Form 4
Period: 2009-08-20
FIRST REGIONAL BANCORPFRGB
SWEENEY STEVEN J
General Counsel
Transactions
  • Purchase

    Common Stock

    2009-08-20$1.01/sh+5,000$5,071→ 11,000 total
Holdings

  • Stock Option (right to buy)

    Exercise: $4.24From: 2009-08-01Exp: 2018-07-01→ Common Stock (10,000 underlying)
    10,000

  • Common Stock

    (indirect: By 401(k))
    19,547

  • Common Stock

    (indirect: By Trust)
    118,000

  • Common Stock

    (indirect: By Trust)
    98,000

  • Common Stock

    (indirect: By Trust)
    21,003

  • Common Stock

    (indirect: By Trust)
    4,206

  • Common Stock

    (indirect: By IRA)
    3,000

  • Common Stock

    (indirect: By Trust)
    84,000

  • Common Stock

    (indirect: Employee Stock Ownership Plan)
    3,194

  • Stock Option (right to buy)

    Exercise: $6.93From: 2004-10-01Exp: 2013-09-01→ Common Stock (75,000 underlying)
    75,000
Footnotes (7)
  • [F1]Beneficially owned by reporting person through the Steven and Julie Sweeney Family Trust dated 10/06/06.
  • [F2]Represents total number of shares in 401(k) Plan, all of which are vested.
  • [F3]The reporting person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person is a beneficial owner of such shares for the purposes of Section 16 or for any other purpose.
  • [F4]Shares beneficially owned by reporting person's child.
  • [F5]Represents total number of shares in Employee Stock Ownership Plan, of which 2,555 shares (or 80%) are vested.
  • [F6]The option was granted on July 25, 2008 under the company's 2005 Stock Option Plan and vests over seven years as follows: 1,400 option shares on August 1 of 2009, 2010, 2011, 2012, 2013 and 2014 and 1,600 option shares on August 1, 2015.
  • [F7]The option was granted on September 22, 2003 under the company's 1999 Stock Option Plan and vests over seven years as follows: 10,713 option shares on August 1 of 2004, 2005, 2006, 2007, 2008 and 2009 and 10,722 option shares on October 1, 2010.

Documents

1 file

Issuer

FIRST REGIONAL BANCORP

CIK 0000356708

→
Entity typeother

Related Parties

1
  • filerCIK 0001262631

Filing Metadata

Form type
4
Filed
Aug 23, 8:00 PM ET
Accepted
Aug 24, 9:09 PM ET
Size
14.9 KB
View on SEC.gov