AFFYMAX INC 4
4 · AFFYMAX INC · Filed Sep 16, 2009
Insider Transaction Report
Form 4
AFFYMAX INCAFFY
APAX PARTNERS EUROPE MANAGERS LTD
10% Owner
Transactions
- Sale
Common Stock
2009-09-14$21.00/sh−169,795$3,565,695→ 1,087,954 total(indirect: SEE FOOTNOTE)
Footnotes (2)
- [F1]The securities were sold directly as follows: (i) 106,128 by Apax Europe V-A, L.P. ("Apax Europe V-A"), (ii) 19,089 by Apax Europe V-B, L.P. ("Apax Europe V-B"), (iii) 10,852 by Apax Europe V-C GmbH, Co. KG ("Apax Europe V-C"), (iv) 14,303 by Apax Europe V-D, L.P. ("Apax Europe V-D"), (v) 14,245 by Apax Europe V-E, L.P. ("Apax Europe V-E"), (vi) 2,506 by Apax Europe V-F, C.V. ("Apax Europe V-F"), (vii) 2,506 by Apax Europe V-G, C.V. ("Apax Europe V-G"), (viii) 81 by Apax Europe V-1, L.P. ("Apax Europe V-1"), and (ix) 85 by Apax Europe V-2, L.P. ("Apax Europe V-2" and together with Apax Europe V-A, Apax Europe V-B, Apax Europe V-C, Apax Europe V-D, Apax Europe V-E, Apax Europe V-F, Apax Europe V-G and Apax Europe V-1, the "Europe V Funds").
- [F2]The statement is being filed by Apax Partners Europe Managers Ltd. ("Apax Europe Managers") and Apax Europe V GP Co. Limited ("Apax Europe V GP" and together with Apax Europe Managers, the "Reporting Persons"). Apax Europe Managers serves as the discretionary investment manager of the Europe V Funds and Apax Europe V GP serves as the general partner of the Europe V Funds. The securities beneficially owned following the reporting transaction are owned directly as follows: (i) 680,011 by Apax Europe V-A, (ii) 122,313 by Apax Europe V-B, (iii) 69,537 by Apax Europe V-C, (iv) 91,644 by Apax Europe V-D, (v) 91,275 by Apax Europe V-E, (vi) 16,056 by Apax Europe V-F, (vii) 16,056 by Apax Europe V-G, (viii) 519 by Apax Europe V-1 and (ix) 543 by Apax Europe V-2. Each of the Reporting Persons disclaim beneficial ownership of the securities reported herein except to the extent of its pecuniary interest.