4//SEC Filing
AFFYMAX INC 4
Accession 0001104659-09-054810
CIK 0001158223operating
Filed
Sep 15, 8:00 PM ET
Accepted
Sep 16, 6:31 PM ET
Size
8.7 KB
Accession
0001104659-09-054810
Insider Transaction Report
Form 4
AFFYMAX INCAFFY
Apax Europe V GP Co.LTD
10% Owner
Transactions
- Sale
Common Stock
2009-09-14$21.00/sh−169,795$3,565,695→ 1,087,954 total(indirect: SEE FOOTNOTE)
APAX PARTNERS EUROPE MANAGERS LTD
10% Owner
Transactions
- Sale
Common Stock
2009-09-14$21.00/sh−169,795$3,565,695→ 1,087,954 total(indirect: SEE FOOTNOTE)
Footnotes (2)
- [F1]The securities were sold directly as follows: (i) 106,128 by Apax Europe V-A, L.P. ("Apax Europe V-A"), (ii) 19,089 by Apax Europe V-B, L.P. ("Apax Europe V-B"), (iii) 10,852 by Apax Europe V-C GmbH, Co. KG ("Apax Europe V-C"), (iv) 14,303 by Apax Europe V-D, L.P. ("Apax Europe V-D"), (v) 14,245 by Apax Europe V-E, L.P. ("Apax Europe V-E"), (vi) 2,506 by Apax Europe V-F, C.V. ("Apax Europe V-F"), (vii) 2,506 by Apax Europe V-G, C.V. ("Apax Europe V-G"), (viii) 81 by Apax Europe V-1, L.P. ("Apax Europe V-1"), and (ix) 85 by Apax Europe V-2, L.P. ("Apax Europe V-2" and together with Apax Europe V-A, Apax Europe V-B, Apax Europe V-C, Apax Europe V-D, Apax Europe V-E, Apax Europe V-F, Apax Europe V-G and Apax Europe V-1, the "Europe V Funds").
- [F2]The statement is being filed by Apax Partners Europe Managers Ltd. ("Apax Europe Managers") and Apax Europe V GP Co. Limited ("Apax Europe V GP" and together with Apax Europe Managers, the "Reporting Persons"). Apax Europe Managers serves as the discretionary investment manager of the Europe V Funds and Apax Europe V GP serves as the general partner of the Europe V Funds. The securities beneficially owned following the reporting transaction are owned directly as follows: (i) 680,011 by Apax Europe V-A, (ii) 122,313 by Apax Europe V-B, (iii) 69,537 by Apax Europe V-C, (iv) 91,644 by Apax Europe V-D, (v) 91,275 by Apax Europe V-E, (vi) 16,056 by Apax Europe V-F, (vii) 16,056 by Apax Europe V-G, (viii) 519 by Apax Europe V-1 and (ix) 543 by Apax Europe V-2. Each of the Reporting Persons disclaim beneficial ownership of the securities reported herein except to the extent of its pecuniary interest.
Documents
Issuer
AFFYMAX INC
CIK 0001158223
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001158223
Filing Metadata
- Form type
- 4
- Filed
- Sep 15, 8:00 PM ET
- Accepted
- Sep 16, 6:31 PM ET
- Size
- 8.7 KB