Home/Filings/4/0001104659-09-055287
4//SEC Filing

AFFYMAX INC 4

Accession 0001104659-09-055287

CIK 0001158223operating

Filed

Sep 17, 8:00 PM ET

Accepted

Sep 18, 6:33 PM ET

Size

8.7 KB

Accession

0001104659-09-055287

Insider Transaction Report

Form 4
Period: 2009-09-16
Transactions
  • Sale

    Common Stock

    2009-09-16$21.62/sh56,599$1,223,6701,031,355 total(indirect: SEE FOOTNOTE)
Transactions
  • Sale

    Common Stock

    2009-09-16$21.62/sh56,599$1,223,6701,031,355 total(indirect: SEE FOOTNOTE)
Footnotes (2)
  • [F1]The securities were sold directly as follows: (i) 35,376 by Apax Europe V-A, L.P. ("Apax Europe V-A"), (ii) 6,363 by Apax Europe V-B, L.P. ("Apax Europe V-B"), (iii) 3,618 by Apax Europe V-C GmbH, Co. KG ("Apax Europe V-C"), (iv) 4,768 by Apax Europe V-D, L.P. ("Apax Europe V-D"), (v) 4,749 by Apax Europe V-E, L.P. ("Apax Europe V-E"), (vi) 835 by Apax Europe V-F, C.V. ("Apax Europe V-F"), (vii) 835 by Apax Europe V-G, C.V. ("Apax Europe V-G"), (viii) 27 by Apax Europe V-1, L.P. ("Apax Europe V-1"), and (ix) 28 by Apax Europe V-2, L.P. ("Apax Europe V-2" and together with Apax Europe V-A, Apax Europe V-B, Apax Europe V-C, Apax Europe V-D, Apax Europe V-E, Apax Europe V-F, Apax Europe V-G and Apax Europe V-1, the "Europe V Funds"). The statement is being filed by Apax Partners Europe Managers Ltd. ("Apax Europe Managers") and Apax Europe V GP Co. Limited ("Apax Europe V GP" and together with Apax Europe Managers, the "Reporting Persons").
  • [F2]Apax Europe Managers serves as the discretionary investment manager of the Europe V Funds and Apax Europe V GP serves as the general partner of the Europe V Funds. The securities beneficially owned following the reporting transaction are owned directly as follows: (i) 644,635 by Apax Europe V-A, (ii) 115,950 by Apax Europe V-B, (iii) 65,919 by Apax Europe V-C, (iv) 86,876 by Apax Europe V-D, (v) 86,526 by Apax Europe V-E, (vi) 15,221 by Apax Europe V-F, (vii) 15,221 by Apax Europe V-G, (viii) 492 by Apax Europe V-1 and (ix) 515 by Apax Europe V-2. Each of the Reporting Persons disclaim beneficial ownership of the securities reported herein except to the extent of its pecuniary interest.

Documents

1 file

Issuer

AFFYMAX INC

CIK 0001158223

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001158223

Filing Metadata

Form type
4
Filed
Sep 17, 8:00 PM ET
Accepted
Sep 18, 6:33 PM ET
Size
8.7 KB