4//SEC Filing
GTCR PARTNERS VI L P 4
Accession 0001104659-09-059281
CIK 0001312073other
Filed
Oct 15, 8:00 PM ET
Accepted
Oct 16, 8:04 PM ET
Size
11.0 KB
Accession
0001104659-09-059281
Insider Transaction Report
Form 4
Transactions
- Other
Common Stock, Par value $0.01 per share
2009-10-14−3,285→ 779 total
GTCR PARTNERS VI L P
Other
Transactions
- Other
Common Stock, Par value $0.01 per share
2009-10-14−3,285→ 779 total
Transactions
- Other
Common Stock, Par value $0.01 per share
2009-10-14−3,285→ 779 total
Footnotes (5)
- [F1]Reflects a pro rata distribution of such shares by GTCR Mezzanine Partners, L.P. ("Mezzanine Partners") to certain of its limited partners. The distribution of shares from Mezzanine Partners to its limited partners was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, promulgated by Rule 16a-13 thereunder.
- [F2]Does not include the 3,285 shares distributed to the limited partners, which are beneficially owned by the limited partners.
- [F3]Mezzanine Partners is the direct beneficial owner of the 779 shares reported in Table I. GTCR Partners VI, L.P. ("GTCR Partners VI") is the general partner of Mezzanine Partners. GTCR Golder Rauner, L.L.C. ("GTCR") is the general partner of Partners VI. As such, GTCR Partners VI and GTCR may be deemed to be beneficial owners of the 779 shares reported in Table I. GTCR Partners VI and GTCR expressly disclaim beneficial ownership of the 779 shares reported in Table I, except to the extent of their pecuniary interest therein. The filing of this form shall not be deemed an admission that GTCR Partners VI or GTCR is, for Section 16 purposes or otherwise, the beneficial owner of such shares, except to the extent of their pecuniary interest therein.
- [F4]The beneficial ownership information does not include shares held by other stockholders subject to the Stockholders Agreement, dated as of July 1, 2002, by and among VeriFone Holdings, Inc., GTCR Fund VII, L.P., GTCR Co-Invest, L.P., GTCR Capital Partners, L.P., TCW/Crescent Mezzanine Partners III, L.P., TCW/Crescent Mezzanine Trust III, TCW/Crescent Mezzanine Partners III Netherlands, L.P. and TCW Leveraged Income Trust VI, L.P., VF Holding Corp. and the executives party thereto (the "Stockholders Agreement"). Subject to specified conditions, the Stockholders Agreement requires the stockholders who are parties to it to consent to any sale of the Issuer to a non-affiliate of GTCR if the sale is approved by the holders of a majority of the shares subject to the agreement.
- [F5]This provision generally applies to any set of transactions that results in the acquisition, by a person or group of related persons, of substantially all of the assets of the Issuer or of an amount of the Issuer's stock with sufficient voting power to elect a majority of the Issuer's directors. Each of the Reporting Persons expressly disclaim beneficial ownership of such shares held by other stockholders subject to the Stockholders Agreement. The filing of this form shall not be deemed an admission that any Reporting Person is, for Section 16 purposes or otherwise, the beneficial owner of such shares.
Documents
Issuer
VeriFone Holdings, Inc.
CIK 0001312073
Entity typeother
Related Parties
1- filerCIK 0001262948
Filing Metadata
- Form type
- 4
- Filed
- Oct 15, 8:00 PM ET
- Accepted
- Oct 16, 8:04 PM ET
- Size
- 11.0 KB