WHITE CHRISTOPHER A 4
4 · COWEN GROUP, INC. · Filed Nov 3, 2009
Insider Transaction Report
Form 4
WHITE CHRISTOPHER A
Chief Operating Officer
Transactions
- Award
Class A Common Stock
2009-11-02+59,978→ 175,511 total - Award
Class A Common Stock
2009-11-02+200→ 200 total(indirect: By Children) - Award
Class A Common Stock
2009-11-02+115,533→ 115,533 total - Award
Stock Option (right to buy)
2009-11-02+19,276→ 19,276 totalExercise: $16.00From: 2009-11-02Exp: 2013-07-12→ Class A Common Stock (19,276 underlying)
Footnotes (4)
- [F1]This is restricted stock that will vest with respect to 50% of the shares on each of the second and third anniversaries of the grant date.
- [F2]Received in exchange for 59,978 shares of common stock of Cowen Holdings, Inc. (f/k/a Cowen Group, Inc.) ("Cowen Holdings") in connection with the merger of Lexington Merger Corp., a wholly owned subsidiary of the Issuer (f/k/a LexingtonPark Parent Corp.), with and into Cowen Holdings (the "Merger").
- [F3]Received in exchange for 200 shares of common stock of Cowen Holdings in connection with the Merger.
- [F4]Received upon conversion of 19,276 stock options of Cowen Holdings in connection with the Merger.