4//SEC Filing
WHITE CHRISTOPHER A 4
Accession 0001104659-09-062208
CIK 0001466538other
Filed
Nov 2, 7:00 PM ET
Accepted
Nov 3, 5:07 PM ET
Size
11.0 KB
Accession
0001104659-09-062208
Insider Transaction Report
Form 4
WHITE CHRISTOPHER A
Chief Operating Officer
Transactions
- Award
Class A Common Stock
2009-11-02+59,978→ 175,511 total - Award
Class A Common Stock
2009-11-02+200→ 200 total(indirect: By Children) - Award
Class A Common Stock
2009-11-02+115,533→ 115,533 total - Award
Stock Option (right to buy)
2009-11-02+19,276→ 19,276 totalExercise: $16.00From: 2009-11-02Exp: 2013-07-12→ Class A Common Stock (19,276 underlying)
Footnotes (4)
- [F1]This is restricted stock that will vest with respect to 50% of the shares on each of the second and third anniversaries of the grant date.
- [F2]Received in exchange for 59,978 shares of common stock of Cowen Holdings, Inc. (f/k/a Cowen Group, Inc.) ("Cowen Holdings") in connection with the merger of Lexington Merger Corp., a wholly owned subsidiary of the Issuer (f/k/a LexingtonPark Parent Corp.), with and into Cowen Holdings (the "Merger").
- [F3]Received in exchange for 200 shares of common stock of Cowen Holdings in connection with the Merger.
- [F4]Received upon conversion of 19,276 stock options of Cowen Holdings in connection with the Merger.
Documents
Issuer
COWEN GROUP, INC.
CIK 0001466538
Entity typeother
Related Parties
1- filerCIK 0001283401
Filing Metadata
- Form type
- 4
- Filed
- Nov 2, 7:00 PM ET
- Accepted
- Nov 3, 5:07 PM ET
- Size
- 11.0 KB