Richards L Thomas 4
4 · COWEN GROUP, INC. · Filed Nov 3, 2009
Insider Transaction Report
Form 4
Richards L Thomas
Director
Transactions
- Award
Restricted Stock Units
2009-11-02+3,425→ 3,425 total→ Class A Common Stock (3,425 underlying) - Award
Class A Common Stock
2009-11-02+9,309→ 9,309 total
Footnotes (3)
- [F1]Received in exchange for 9,309 shares of common stock of Cowen Holdings, Inc. (f/k/a Cowen Group, Inc.) ("Cowen Holdings") in connection with the merger of Lexington Merger Corp., a wholly owned subsidiary of the Issuer (f/k/a LexingtonPark Parent Corp.), with and into Cowen Holdings (the "Merger").
- [F2]The Restricted Stock Units are vested and not subject to forfeiture. The shares underlying the Restricted Stock Units will be delivered in accordance with the terms of the award agreement between the Issuer and the Reporting Person.
- [F3]Grant of Restricted Stock Units for no monetary consideration. Restricted Stock Units convert into Class A Common Stock of the Issuer upon settlement.