4//SEC Filing
Metakis Jason L. 4
Accession 0001104659-09-064111
CIK 0001473597other
Filed
Nov 9, 7:00 PM ET
Accepted
Nov 10, 7:26 PM ET
Size
13.9 KB
Accession
0001104659-09-064111
Insider Transaction Report
Form 4
Metakis Jason L.
Director
Transactions
- Disposition to Issuer
Class A Units of STR Holdings (New) LLC
2009-11-05−10,019,690→ 0 total(indirect: By DLJ Merchant Banking Partners IV, L.P. and its affiliated funds) - Disposition to Issuer
Common Stock of Specialized Technology Resources, Inc.
2009-11-05−0.521→ 0 total(indirect: By DLJ Merchant Banking Partners IV, L.P. and its affiliated funds) - Award
Common Stock, par value $0.01 per share
2009-11-06+19,802,971→ 19,802,971 total(indirect: By DLJ Merchant Banking Partners IV, L.P. and its affiliated funds) - Award
Class A Units of STR Holdings (New) LLC
2009-11-05+10,019,690→ 10,019,690 total(indirect: By DLJ Merchant Banking Partners IV, L.P. and its affiliated funds) - Sale
Common Stock, par value $0.01 per share
2009-11-06$10.00/sh−4,879,606$48,796,060→ 14,923,365 total(indirect: By DLJ Merchant Banking Partners IV, L.P. and its affiliated funds)
Footnotes (5)
- [F1]Pursuant to a reorganization prior to the initial public offering of the Issuer, the holders of common stock of Specialized Technology Resources, Inc. received a proportionate amount of units in STR Holdings (New) LLC. STR Holdings (New) LLC was then converted from a limited liability company into a corporation where the units of STR Holdings (New) LLC were converted into shares of common stock of the Issuer.
- [F2]The reporting person is an affiliate of DLJ Merchant Banking Partners IV, L.P. and its affiliated funds. The reporting person disclaims beneficial ownership of these securities, expect to the extent of his pecuniary interests therein.
- [F3]Includes shares held by DLJ Merchant Banking Partners IV, L.P., shares held by DLJ Offshore Partners IV, L.P., shares held by DLJ Merchant Banking Partners IV (Pacific) L.P., and shares held by MBP IV Plan Investors, L.P.
- [F4]Includes 2,528,828 shares sold by DLJ Merchant Banking Partners IV, L.P., 1,323,596 shares sold by DLJ Offshore Partners IV, L.P., 194,478 shares sold by DLJ Merchant Banking Partners IV (Pacific), L.P. and 832,704 shares sold by MBP IV Plan Investors, L.P.
- [F5]Includes 7,733,950 shares held by DLJ Merchant Banking Partners IV, L.P., 4,047,970 shares held by DLJ Offshore Partners IV, L.P., 594,776 shares held by DLJ Merchant Banking Partners IV (Pacific) L.P., and 2,546,669 shares held by MBP IV Plan Investors, L.P.
Documents
Issuer
STR Holdings, Inc.
CIK 0001473597
Entity typeother
Related Parties
1- filerCIK 0001445201
Filing Metadata
- Form type
- 4
- Filed
- Nov 9, 7:00 PM ET
- Accepted
- Nov 10, 7:26 PM ET
- Size
- 13.9 KB