Earnings Feed
Start Free
Home/Filings/4/0001104659-09-064116
4//SEC Filing

Yorgensen Robert S. 4

Accession 0001104659-09-064116

CIK 0001473597other
View on SEC.govCompany Profile

Filed

Nov 9, 7:00 PM ET

Accepted

Nov 10, 7:27 PM ET

Size

30.8 KB

Accession

0001104659-09-064116

Insider Transaction Report

Form 4
Period: 2009-11-05
STR Holdings, Inc.STRI
Yorgensen Robert S.
VP & President, STR Solar
Transactions
  • Award

    Common Stock, par value $0.01 per share

    2009-11-06+717,219→ 717,219 total
  • Disposition to Issuer

    Common Stock of Specialized Technology Resources, Inc.

    2009-11-05−0.019→ 0 total
  • Award

    Class A Units of STR Holdings (New) LLC

    2009-11-05+145,018→ 145,018 total
  • Award

    Class E Units of STR Holdings (New) LLC

    2009-11-05+101,586→ 101,586 total
  • Disposition to Issuer

    Class D Units of STR Holdings (New) LLC

    2009-11-05−101,586→ 0 total
  • Award

    Stock Option (right to buy)

    2009-11-06+82,567→ 441,010 total
    Exercise: $10.00Exp: 2019-11-06→ Common Stock (82,567 underlying)
  • Award

    Class C Units of STR Holdings (New) LLC

    2009-11-05+284,442→ 284,442 total
  • Award

    Stock Option (right to buy)

    2009-11-06+200,755→ 641,765 total
    Exercise: $12.81Exp: 2019-11-06→ Common Stock (200,755 underlying)
  • Award

    Class B Units of STR Holdings (New) LLC

    2009-11-05+54,982→ 54,982 total
  • Award

    Class D Units of STR Holdings (New) LLC

    2009-11-05+101,586→ 101,586 total
  • Sale

    Common Stock, par value $0.01 per share

    2009-11-06$10.00/sh−125,565$1,255,650→ 591,654 total
  • Disposition to Issuer

    Class A Units of STR Holdings (New) LLC

    2009-11-05−145,018→ 0 total
  • Disposition to Issuer

    Class B Units of STR Holdings (New) LLC

    2009-11-05−54,982→ 0 total
  • Disposition to Issuer

    Class E Units of STR Holdings (New) LLC

    2009-11-05−101,586→ 0 total
  • Disposition to Issuer

    Class C Units of STR Holdings (New) LLC

    2009-11-05−284,442→ 0 total
  • Award

    Stock Option (right to buy)

    2009-11-06+358,443→ 358,443 total
    Exercise: $10.00Exp: 2019-11-06→ Common Stock (358,443 underlying)
Footnotes (3)
  • [F1]Pursuant to a reorganization prior to the initial public offering of the Issuer, the holders of common stock of Specialized Technology Resources, Inc. received a proportionate amount of units in STR Holdings (New) LLC. STR Holdings (New) LLC was then converted from a limited liability company into a corporation where the units of STR Holdings (New) LLC were converted into shares of common stock of the Issuer.
  • [F2]31/60 of the options will vest on January 31, 2010 and the remaining options will vest ratably in equal 1/29 installments as of the last day of each of the successive 29 months thereafter.
  • [F3]3/5 of the options will vest on January 31, 2010 and the remaining options will vest annually in equal installments over two years, commencing on December 31, 2010 subject to the Issuer's satisfaction of certain performance criteria. If the performance criteria is not met for the fiscal year ended December 31, 2010 but is met for the fiscal year ended December 31, 2011, then the yearly amounts for both fiscal years ended December 31, 2010 and 2011 will become vested.

Documents

1 file

Issuer

STR Holdings, Inc.

CIK 0001473597

→
Entity typeother

Related Parties

1
  • filerCIK 0001462053

Filing Metadata

Form type
4
Filed
Nov 9, 7:00 PM ET
Accepted
Nov 10, 7:27 PM ET
Size
30.8 KB
View on SEC.gov