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DODD TIMOTHY J 4

Accession 0001104659-09-069046

CIK 0001166347other
View on SEC.govCompany Profile

Filed

Dec 7, 7:00 PM ET

Accepted

Dec 8, 5:37 PM ET

Size

38.8 KB

Accession

0001104659-09-069046

Insider Transaction Report

Form 4
Period: 2009-12-04
DAKOTA GROWERS PASTA CO INC(N/A)
DODD TIMOTHY J
CEO
Transactions
  • Exercise/Conversion

    Common Stock

    2009-12-04+16,464→ 52,141 total
  • Exercise/Conversion

    Common Stock

    2009-12-04$6.25/sh+190,800$1,192,500→ 242,941 total
  • Exercise/Conversion

    Common Stock

    2009-12-04$4.00/sh+35,392$141,568→ 291,844 total
  • Exercise/Conversion

    Common Stock

    2009-12-04$5.00/sh+62,752$313,760→ 354,596 total
  • Exercise/Conversion

    Series D Delivery Preferred Stock

    2009-12-04+16,464→ 238,248 total
  • Exercise/Conversion

    Stock Option (right to buy)

    2009-12-04−190,800→ 0 total
    Exercise: $6.25From: 2002-12-01Exp: 2012-12-01→ Common Stock (190,800 underlying)
  • Exercise/Conversion

    Stock Option (right to buy)

    2009-12-04−13,511→ 0 total
    Exercise: $4.25Exp: 2014-02-01→ Common Stock (13,511 underlying)
  • Exercise/Conversion

    Stock Option (right to buy)

    2009-12-04−62,752→ 0 total
    Exercise: $5.00Exp: 2016-10-19→ Common Stock (62,752 underlying)
  • Exercise/Conversion

    Common Stock

    2009-12-04+30,984→ 35,677 total
  • Exercise/Conversion

    Common Stock

    2009-12-04$4.25/sh+13,511$57,422→ 256,452 total
  • Exercise/Conversion

    Series D Delivery Preferred Stock

    2009-12-04+30,984→ 221,784 total
  • Exercise/Conversion

    Stock Option (right to buy)

    2009-12-04−1,291→ 0 total
    Exercise: $100.00From: 2001-12-01Exp: 2011-12-01→ Series C 6% Convertible Non-Cumulative Preferred Stock (1,291 underlying)
  • Exercise/Conversion

    Stock Option (right to buy)

    2009-12-04−686→ 0 total
    Exercise: $150.00From: 2003-01-01Exp: 2013-01-01→ Series C 6% Convertible Non-Cumulative Preferred Stock (686 underlying)
  • Exercise/Conversion

    Stock Option (right to buy)

    2009-12-04−35,392→ 0 total
    Exercise: $4.00Exp: 2015-12-22→ Common Stock (35,392 underlying)
Holdings

  • Stock Option (right to buy)

    Exercise: $100.00From: 2001-12-01Exp: 2011-12-01→ Series C 6% Convertible Non-Cumulative Preferred Stock (1,291 underlying)
    1,291

  • Stock Option (right to buy)

    Exercise: $6.25From: 2002-12-01Exp: 2012-12-01→ Common Stock (190,800 underlying)
    190,800

  • Stock Option (right to buy)

    Exercise: $150.00From: 2003-01-01Exp: 2013-01-01→ Series C 6% Convertible Non-Cumulative Preferred Stock (686 underlying)
    686

  • Stock Option (right to buy)

    Exercise: $4.25Exp: 2014-02-01→ Common Stock (13,511 underlying)
    13,511

  • Stock Option (right to buy)

    Exercise: $4.00Exp: 2015-12-22→ Common Stock (35,392 underlying)
    35,392

  • Stock Option (right to buy)

    Exercise: $5.00Exp: 2016-10-19→ Common Stock (62,752 underlying)
    62,752

  • Common Stock

    4,693

  • Series D Delivery Preferred Stock

    190,800
Footnotes (6)
  • [F1]Shares acquired through exercise of options to purchase 1,291 shares of Series C 6% Convertible Non-Cumulative Preferred Stock ("Series C Preferred"), at $100 per share of Series C Preferred, immediately following which each share of Series C Preferred was converted into 24 shares of Common Stock and 24 shares of Series D Delivery Preferred Stock. See also FN 3.
  • [F2]Shares acquired through exercise of stock options to purchase 686 shares of Series C 6% Convertible Non-Cumulative Preferred Stock ("Series C Preferred"), at $150 per share of Series C Preferred, immediately following which each share of Series C Preferred was converted into 24 shares of Common Stock and 24 shares of Series D Delivery Preferred Stock. See also FN 3.
  • [F3]Each share of Series C 6% Convertible Non-Cumulative Preferred Stock is convertible into 24 shares of Common Stock and 24 shares of Series D Delivery Preferred Stock.
  • [F4]Fifty percent (50%) of the Options vested on the first anniversary date (February 1, 2005), twenty-five percent (25%) of the Options vested on the second anniversary date (February 1, 2006) and twenty-five percent (25%) of the Options vested on the third anniversary date (February 1, 2007).
  • [F5]Fifty percent (50%) of the Options vested on the first anniversary date (December 22, 2006), twenty-five percent (25%) of the Options vested on the second anniversary date (December 22, 2007) and twenty-five percent (25%) of the Options vested on the third anniversary date (December 22, 2008).
  • [F6]Fifty percent (50%) of the Options vested on the first anniversary date (October 19, 2007), twenty-five percent (25%) of the Options vested on the second anniversary date (October 19, 2008) and twenty-five percent (25%) of the Options vested on the third anniversary date (October 19, 2009).

Documents

1 file

Issuer

DAKOTA GROWERS PASTA CO INC

CIK 0001166347

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Entity typeother

Related Parties

1
  • filerCIK 0001206564

Filing Metadata

Form type
4
Filed
Dec 7, 7:00 PM ET
Accepted
Dec 8, 5:37 PM ET
Size
38.8 KB
View on SEC.gov