3/A//SEC Filing
NEENAH ENTERPRISES, INC. 3/A
Accession 0001104659-10-013241
CIK 0000855667operating
Filed
Mar 9, 7:00 PM ET
Accepted
Mar 10, 6:06 AM ET
Size
9.4 KB
Accession
0001104659-10-013241
Insider Transaction Report
Form 3/AAmended
Holdings
- 267,665(indirect: See Footnote)
Common Stock, $0.01 par value per share
TONTINE ASSET ASSOCIATES, L.L.C.
10% Owner
Holdings
- 267,665(indirect: See Footnote)
Common Stock, $0.01 par value per share
Footnotes (6)
- [F1]This report is filed jointly by Tontine Capital Overseas Master Fund II, L.P., a Cayman Islands limited partnership ("TCP 2") and Tontine Asset Associates, L.L.C., a Delaware limited liability company ("TAA").
- [F2]Jeffrey L. Gendell ("Mr. Gendell") is the managing member of: (a) Tontine Capital Management, L.L.C., a Delaware limited liability company ("TCM"), the general partner of Tontine Capital Partners, L.P., a Delaware limited partnership ("TCP"); (b) Tontine Capital Overseas GP, L.L.C., ("TCO"), the general partner of Tontine Capital Overseas Master Fund, a Cayman Islands limited partnership ("TMF"); and (c) TAA, the general partner of TCP 2.
- [F3]As previously reported on a Form 3 filed February 3, 2010, effective February 1, 2010, the filing parties reallocated ownership of Common Stock among the entities comprising the filing parties (the "Reallocation"). When giving effect solely to the Reallocation, the aggregate Common Stock ownership of the filing parties after the completion of the Reallocation is the same as the aggregate Common Stock ownership of the filing parties before the Reallocation. In connection with the Reallocation, shares of Common Stock owned by TMF (the "Transferred Shares") were deemed to have been distributed in kind as of February 1, 2010 to certain investors holding ownership interests in TMF, with all of the Transferred Shares then being immediately contributed by such investors to TCP 2.
- [F4]The number of Transferred Shares reported on the Form 3 filed February 3, 2010 as being contributed to TCP 2 was a preliminary estimate by the filing parties. On March 2, 2010, the filing parties finalized the actual number of Transferred Shares. The number of Transferred deemed distributed in kind by TMF is 267,665 shares of Common Stock, with all of such shares having been immediately contributed to TCP 2.
- [F5]TAA disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, except as to securities directly owned by TAA or representing TAA's pro rata interest in, and interest in the profits of, TCP 2.
- [F6]Mr. Gendell, TCP, TCM, TMF, and TCO are joint filing persons with respect to the Common Stock of the Issuer for purposes of Section 16 of the Exchange Act. TCP 2 and TAA joined with such group on a Form 4 filed on February 3, 2010 with respect to Common Stock of the Issuer, and expect to continue to file with such group for purposes of future reports filed with respect to Common Stock of the Issuer.
Documents
Issuer
NEENAH ENTERPRISES, INC.
CIK 0000855667
Entity typeoperating
Related Parties
1- filerCIK 0000855667
Filing Metadata
- Form type
- 3/A
- Filed
- Mar 9, 7:00 PM ET
- Accepted
- Mar 10, 6:06 AM ET
- Size
- 9.4 KB