Home/Filings/4/0001104659-10-014332
4//SEC Filing

Forth J Bradford 4

Accession 0001104659-10-014332

CIK 0001394954other

Filed

Mar 14, 8:00 PM ET

Accepted

Mar 15, 9:53 PM ET

Size

7.9 KB

Accession

0001104659-10-014332

Insider Transaction Report

Form 4
Period: 2010-03-15
Forth J Bradford
Director10% Owner
Transactions
  • Sale

    Common Stock

    2010-03-15$4.85/sh25,000,000$121,250,00080,538,149 total(indirect: By LLC)
Holdings
  • Restricted Stock Unit

    (indirect: By Oaktree Capital Management, L.P.)
    Common Stock, $0.01 par value (10,772 underlying)
    10,772
Footnotes (2)
  • [F1]OCM/GFI Power Opportunities Fund II, L.P. ("Main Fund") and OCM/GFI Power Opportunities Fund II (Cayman), L.P. ("Cayman Fund" and together with the Main Fund, "OCM/GFI Funds") are together the managing member of GT Solar Holdings, LLC. Oaktree Capital Management, L.P. or "OCM" is one of two investment managers of each of the OCM/GFI Funds. As a result, OCM may be deemed to have beneficial ownership of the shares held by GT Solar Holdings, LLC. By virtue of being a managing director of OCM, Mr. Forth may be deemed to have or share beneficial ownership of shares beneficially owned by OCM or GT Solar Holdings, LLC. Mr. Forth expressly disclaims beneficial ownership of any shares held by the OCM/GFI Funds, OCM or GT Solar Holdings, LLC, except to the extent of his pecuniary interest therein.
  • [F2]Represents 10,772 restricted stock units. Each restricted stock unit represents the right to receive one share of common stock upon vesting. Vesting of the restricted stock units is subject to the continued service of Chad Van Sweden as a director of GT Solar International, Inc. The restricted stock units vest on February 9, 2011. Shares of common stock will be delivered to the reporting person on vesting.

Documents

1 file

Issuer

GT Solar International, Inc.

CIK 0001394954

Entity typeother

Related Parties

1
  • filerCIK 0001440204

Filing Metadata

Form type
4
Filed
Mar 14, 8:00 PM ET
Accepted
Mar 15, 9:53 PM ET
Size
7.9 KB