4//SEC Filing
Forth J Bradford 4
Accession 0001104659-10-015485
CIK 0001394954other
Filed
Mar 18, 8:00 PM ET
Accepted
Mar 19, 5:59 PM ET
Size
7.9 KB
Accession
0001104659-10-015485
Insider Transaction Report
Form 4
Forth J Bradford
Director10% Owner
Transactions
- Sale
Common Stock
2010-03-19$4.85/sh−3,750,000$18,187,500→ 76,788,149 total(indirect: By LLC)
Holdings
- 10,772(indirect: By Oaktree Capital Management, L.P.)
Restricted Stock Unit
→ Common Stock, $0.01 par value (10,772 underlying)
Footnotes (2)
- [F1]OCM/GFI Power Opportunities Fund II, L.P. ("Main Fund") and OCM/GFI Power Opportunities Fund II (Cayman), L.P. ("Cayman Fund" and together with the Main Fund, "OCM/GFI Funds") are together the managing member of GT Solar Holdings, LLC. Oaktree Capital Management, L.P. or "OCM" is one of two investment managers of each of the OCM/GFI Funds. As a result, OCM may be deemed to have beneficial ownership of the shares held by GT Solar Holdings, LLC. By virtue of being a managing director of OCM, Mr. Forth may be deemed to have or share beneficial ownership of shares beneficially owned by OCM or GT Solar Holdings, LLC. Mr. Forth expressly disclaims beneficial ownership of any shares held by the OCM/GFI Funds, OCM or GT Solar Holdings, LLC, except to the extent of his pecuniary interest therein.
- [F2]Represents 10,772 restricted stock units. Each restricted stock unit represents the right to receive one share of common stock upon vesting. Vesting of the restricted stock units is subject to the continued service of Chad Van Sweden as a director of GT Solar International, Inc. The restricted stock units vest on February 9, 2011. Shares of common stock will be delivered to the reporting person on vesting.
Documents
Issuer
GT Solar International, Inc.
CIK 0001394954
Entity typeother
Related Parties
1- filerCIK 0001440204
Filing Metadata
- Form type
- 4
- Filed
- Mar 18, 8:00 PM ET
- Accepted
- Mar 19, 5:59 PM ET
- Size
- 7.9 KB