DAKOTA GROWERS PASTA CO INC·3

Mar 22, 6:46 PM ET

DAKOTA GROWERS PASTA CO INC 3

3 · DAKOTA GROWERS PASTA CO INC · Filed Mar 22, 2010

Insider Transaction Report

Form 3
Period: 2010-03-10
Holdings
  • Common Stock, $.01 par value per share

    (indirect: See Footnote)
    2,428,692
  • Series F Convertible Preferred Stock, $.01 par value

    (indirect: See Footnote)
    Exercise: $0.00Common Stock, $.01 par value per share (1,065,000 underlying)
  • Series D Delivery Preferred Stock, $.01 par value

    (indirect: See Footnote)
    238,248
Footnotes (2)
  • [F1]See Exhibit 99 - Attachment A for explanation of responses.
  • [F2]Each share of Series F Convertible Preferred Stock is convertible into one share of Common Stock upon (i) 65 days written notice of Dakota Growers Pasta Company, Inc. (the "Company") (ii) a change of control of the Company or (iii) any transaction, however structured, pursuant to which the holder of such share of Series F Convertible Preferred Stock substantially exits its equity investment in the Company.

Documents

2 files