Earnings Feed
Start Free
Home/Filings/4/0001104659-10-023475
4//SEC Filing

THOMAS ALVIN L II 4

Accession 0001104659-10-023475

CIK 0001311486other
View on SEC.govCompany Profile

Filed

Apr 28, 8:00 PM ET

Accepted

Apr 29, 6:48 PM ET

Size

19.9 KB

Accession

0001104659-10-023475

Insider Transaction Report

Form 4
Period: 2010-04-27
Global Geophysical Services IncGGS
THOMAS ALVIN L II
Sr. V.P., Sec. & General
Transactions
  • Other

    Common Stock

    2010-04-27+35,000→ 35,000 total
  • Sale

    Common Stock

    2010-04-27$12.00/sh−1,725$20,700→ 33,275 total
  • Other

    Class B Common Stock

    2010-04-27−35,000→ 0 total
  • Other

    Stock Option

    2010-04-27+10,000→ 10,000 total
    Exercise: $15.00From: 2010-06-30Exp: 2019-06-29→ Common Stock (10,000 underlying)
  • Other

    Stock Option

    2010-04-27+10,000→ 10,000 total
    Exercise: $15.00From: 2009-12-31Exp: 2018-12-30→ Common Stock (10,000 underlying)
  • Other

    Stock Option

    2010-04-27+10,000→ 10,000 total
    Exercise: $20.00From: 2009-12-31Exp: 2018-12-30→ Common Stock (10,000 underlying)
  • Other

    Stock Option

    2010-04-27+20,000→ 20,000 total
    Exercise: $25.00From: 2009-12-31Exp: 2018-12-30→ Common Stock (20,000 underlying)
  • Other

    Stock Option

    2010-04-27+20,000→ 20,000 total
    Exercise: $30.00From: 2009-12-31Exp: 2018-12-30→ Common Stock (20,000 underlying)
Footnotes (4)
  • [F1]Pursuant to a reclassification exempt under Rule 16b-7, each share of Class A and B Common Stock and Preferred Stock are converting, immediately and automatically, into shares of Common Stock, as part of a recapitalization of the issuer's capital stock structure.
  • [F2]As of the filing date, 25% of these shares have vested. The remainder of these shares will vest 25% on each of the following dates; December 31, 2010, December 31, 2011 and December 31, 2012.
  • [F3]As of the filing date none of these shares have vested. These shares will vest 25% on each of the following dates; June 30, 2010, June 30, 2011, June 30, 2012 and June 30, 2013.
  • [F4]Pursuant to the reclassification discussed in footnote 1, these options now convert to Common Stock instead of Class B Common Stock, only if and when exercised.

Documents

1 file

Issuer

Global Geophysical Services Inc

CIK 0001311486

→
Entity typeother

Related Parties

1
  • filerCIK 0001129896

Filing Metadata

Form type
4
Filed
Apr 28, 8:00 PM ET
Accepted
Apr 29, 6:48 PM ET
Size
19.9 KB
View on SEC.gov