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Clark William Anthony 4

Accession 0001104659-10-023486

CIK 0001311486other

View on SEC.gov Company Profile

Filed

Apr 28, 8:00 PM ET

Accepted

Apr 29, 6:50 PM ET

Size

26.6 KB

Accession

0001104659-10-023486

Insider Transaction Report

Form 4

Period: 2010-04-27

Global Geophysical Services IncGGS

Clark William Anthony

Sr. V.P., Multi-Client Service

Transactions

Other
Stock Option
2010-04-27+5,000→ 5,000 total
Exercise: $20.00From: 2009-09-30Exp: 2018-09-29→ Common Stock (5,000 underlying)
Other
Stock Option
2010-04-27+5,000→ 5,000 total
Exercise: $30.00From: 2008-12-31Exp: 2017-12-30→ Common Stock (5,000 underlying)
Other
Common Stock
2010-04-27+35,000→ 35,000 total
Other
Stock Option
2010-04-27+5,000→ 5,000 total
Exercise: $20.00From: 2008-12-31Exp: 2017-12-30→ Common Stock (5,000 underlying)
Other
Class B Common Stock
2010-04-27−35,000→ 0 total
Other
Stock Option
2010-04-27+5,000→ 5,000 total
Exercise: $15.00From: 2008-12-31Exp: 2017-12-30→ Common Stock (5,000 underlying)
Other
Stock Option
2010-04-27+5,000→ 5,000 total
Exercise: $15.00From: 2009-09-30Exp: 2018-09-29→ Common Stock (5,000 underlying)
Other
Stock Option
2010-04-27+15,000→ 15,000 total
Exercise: $25.00From: 2009-09-30Exp: 2018-09-29→ Common Stock (15,000 underlying)
Other
Stock Option
2010-04-27+15,000→ 15,000 total
Exercise: $30.00From: 2009-09-30Exp: 2018-09-29→ Common Stock (15,000 underlying)
Sale
Common Stock
2010-04-27$12.00/sh−1,725$20,700→ 33,275 total
Other
Stock Option
2010-04-27+5,000→ 5,000 total
Exercise: $25.00From: 2008-12-31Exp: 2017-12-30→ Common Stock (5,000 underlying)

Footnotes (4)

[F1]Pursuant to a reclassification exempt under Rule 16b-7, each share of Class A and B Common Stock and Preferred Stock are converting, immediately and automatically, into shares of Common Stock, as part of a recapitalization of the issuer's capital stock structure.
[F2]As of the filing date, 50% of these shares have vested. The remainder of these shares will vest 25% on each of the following dates; December 31, 2010 and December 31, 2011.
[F3]As of the filing date 25% of these shares have vested. The remainder of these shares will vest 25% on each of the following dates; September 30, 2010, September 30, 2011 and September 30, 2012.
[F4]Pursuant to the reclassification discussed in footnote 1, these options now convert to Common Stock instead of Class B Common Stock, only if and when exercised.

Documents

1 file

4
a4.xmlPrimary
4

Issuer

Global Geophysical Services Inc

CIK 0001311486

Entity typeother

Related Parties

1

filerCIK 0001481594

Filing Metadata

Form type: 4
Filed: Apr 28, 8:00 PM ET
Accepted: Apr 29, 6:50 PM ET
Size: 26.6 KB

View on SEC.gov