4//SEC Filing
Hollenbeck Christopher B. 4
Accession 0001104659-10-026524
CIK 0001407450other
Filed
May 5, 8:00 PM ET
Accepted
May 6, 7:09 PM ET
Size
50.4 KB
Accession
0001104659-10-026524
Insider Transaction Report
Form 4
Convio, Inc.CNVO
Hollenbeck Christopher B.
Director
Transactions
- Other
Series P Common Stock
2010-05-04−5,460→ 0 total(indirect: By LLC) - Conversion
Series C Preferred Stock
2010-05-04−13,928→ 0 total(indirect: By Adobe Ventures IV, L.P.)Exercise: $0.00→ Common Stock (13,928 underlying) - Conversion
Common Stock
2010-05-04+13,928→ 229,876 total(indirect: By Adobe Ventures IV, L.P.) - Other
Common Stock
2010-05-04+5,460→ 5,460 total(indirect: By LLC) - Conversion
Common Stock
2010-05-04+499,399→ 1,250,225 total(indirect: By Granite Ventures, L.P.) - Conversion
Common Stock
2010-05-04+586→ 9,677 total(indirect: By LLC) - Other
Common Stock
2010-05-04+582→ 582 total(indirect: By LLC) - Conversion
Common Stock
2010-05-04+387→ 969 total(indirect: By LLC) - Award
Common Stock
2010-05-04+123→ 123 total - Other
Common Stock
2010-05-04+129,688→ 129,688 total(indirect: By Adobe Ventures IV, L.P.) - Conversion
Common Stock
2010-05-04+3,631→ 9,091 total(indirect: By LLC) - Other
Common Stock
2010-05-04+750,826→ 750,826 total(indirect: By Granite Ventures, L.P.) - Conversion
Series A Preferred Stock
2010-05-04−86,260→ 0 total(indirect: By Adobe Ventures IV, L.P.)Exercise: $0.00→ Common Stock (86,260 underlying) - Conversion
Series A Preferred Stock
2010-05-04−499,399→ 0 total(indirect: By Granite Ventures, L.P.)Exercise: $0.00→ Common Stock (499,399 underlying) - Conversion
Series C Preferred Stock
2010-05-04−586→ 0 total(indirect: By LLC)Exercise: $0.00→ Common Stock (586 underlying) - Other
Series P Common Stock
2010-05-04−582→ 0 total(indirect: By LLC) - Disposition to Issuer
Series P Common Stock
2010-05-04−123→ 0 total - Conversion
Series C Preferred Stock
2010-05-04−387→ 0 total(indirect: By LLC)Exercise: $0.00→ Common Stock (387 underlying) - Other
Common Stock
2010-05-04−958,222→ 0 total(indirect: By LLC) - Other
Series P Common Stock
2010-05-04−129,688→ 0 total(indirect: By Adobe Ventures IV, L.P.) - Conversion
Common Stock
2010-05-04+86,260→ 215,948 total(indirect: By Adobe Ventures IV, L.P.) - Other
Series P Common Stock
2010-05-04−750,826→ 0 total(indirect: By Granite Ventures, L.P.) - Conversion
Common Stock
2010-05-04+88,704→ 1,338,929 total(indirect: By Granite Ventures, L.P.) - Conversion
Series A Preferred Stock
2010-05-04−3,631→ 0 total(indirect: By LLC)Exercise: $0.00→ Common Stock (3,631 underlying)
Footnotes (10)
- [F1]At the closing of Convio, Inc.'s Initial Public Offering, Adobe Ventures IV, L.P. no longer has voting power over the shares owned directly by Adobe Systems Incorporated, Ventures LLC. Granite Venturs, LLC is the managing member of Adobe Ventures IV, L.P., and Mr. Hollenbeck is a manger of Granite Ventures, LLC.
- [F10]These shares had no expiration date.
- [F2]Reflects the automatic conversion of Convio, Inc.'s Series P Common Stock into shares of Common Stock on a one-for-one basis, which occurred on 05/04/10 immediately prior to the closing of Convio, Inc.'s initial public offering.
- [F3]Shares are held directly by Adobe Ventures IV, L.P. ("Adobe Ventures IV"). Granite Ventures, LLC is the managing member of Adobe Ventures IV. Mr. Hollenbeck is a manager of Granite Ventures, LLC and may be deemed to have shared voting and investment power of the shares held by Adobe Ventures IV. Mr. Hollenbeck disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- [F4]Shares are held directly by Adobe Ventures Management IV, LLC ("Adobe Ventures Management"). Granite Ventures, LLC is the managing member of Adobe Ventures Management. Mr. Hollenbeck is a manager of Granite Ventures, LLC and may be deemed to have shared voting and investment power of the shares held by Adobe Ventures Management. Mr. Hollenbeck disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- [F5]Shares are held directly by Granite Ventures, L.P. ("Granite Ventures"). Granite Ventures, LLC is the managing member of Granite Ventures. Mr. Hollenbeck is a manager of Granite Ventures, LLC and may be deemed to have shared voting and investment power of the shares held by Granite Ventures. Mr. Hollenbeck disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- [F6]Shares are held directly by Granite Ventures, LLC. ("Granite Ventures, LLC"). Mr. Hollenbeck is a manager of Granite Ventures, LLC and may be deemed to have shared voting and investment power of the shares held by Granite Ventures. Mr. Hollenbeck disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- [F7]Reflects the automatic conversion of Convio, Inc.'s Series A Preferred Stock into shares of Common Stock on a one-for-one basis, which occurred on 05/04/10 immediately prior to the closing of Convio, Inc.'s initial public offering.
- [F8]Reflects the automatic conversion of Convio, Inc.'s Series C Preferred Stock into shares of Common Stock on a one-for-one basis, which occurred on 05/04/10 immediately prior to the closing of Convio, Inc.'s initial public offering.
- [F9]These shares were immediately exercisable.
Documents
Issuer
Convio, Inc.
CIK 0001407450
Entity typeother
Related Parties
1- filerCIK 0001490199
Filing Metadata
- Form type
- 4
- Filed
- May 5, 8:00 PM ET
- Accepted
- May 6, 7:09 PM ET
- Size
- 50.4 KB