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4//SEC Filing

Haji Sheeraz D. 4

Accession 0001104659-10-026530

CIK 0001407450other
View on SEC.govCompany Profile

Filed

May 5, 8:00 PM ET

Accepted

May 6, 7:21 PM ET

Size

37.3 KB

Accession

0001104659-10-026530

Insider Transaction Report

Form 4
Period: 2010-05-04
Convio, Inc.CNVO
Haji Sheeraz D.
Director
Transactions
  • Award

    Incentive Stock Option (right to buy)

    2010-05-04+45,270→ 45,270 total
    Exercise: $1.24Exp: 2016-01-26→ Common Stock (45,270 underlying)
  • Disposition to Issuer

    Incentive Stock Option (right to buy)

    2010-05-04−33,952→ 0 total
    Exercise: $0.53Exp: 2014-01-30→ Series P Common Stock (33,952 underlying)
  • Award

    Common Stock

    2010-05-04+116→ 116 total
  • Disposition to Issuer

    Series R Common Stock

    2010-05-04−4,317→ 0 total
  • Disposition to Issuer

    Series S Common Stock

    2010-05-04−135,810→ 0 total
  • Conversion

    Common Stock

    2010-05-04+668→ 140,911 total
  • Disposition to Issuer

    Series Q Common Stock

    2010-05-04−116→ 0 total
  • Award

    Incentive Stock Option (right to buy)

    2010-05-04+33,952→ 33,952 total
    Exercise: $0.53Exp: 2014-01-30→ Common Stock (33,952 underlying)
  • Award

    Non-Qualified Stock Option (right to buy)

    2010-05-04+31,680→ 31,680 total
    Exercise: $4.57Exp: 2016-03-15→ Common Stock (31,680 underlying)
  • Disposition to Issuer

    Incentive Stock Option (right to buy)

    2010-05-04−45,270→ 0 total
    Exercise: $1.24Exp: 2016-01-26→ Series P Common Stock (45,270 underlying)
  • Award

    Common Stock

    2010-05-04+4,317→ 4,433 total
  • Sale

    Common Stock

    2010-05-04$8.37/sh−35,311$295,553→ 105,600 total
  • Conversion

    Series B Preferred Stock

    2010-05-04−668→ 0 total
    Exercise: $0.00→ Common Stock (668 underlying)
  • Award

    Common Stock

    2010-05-04+135,810→ 140,243 total
  • Disposition to Issuer

    Non-Qualified Stock Option (right to buy)

    2010-05-04−31,680→ 0 total
    Exercise: $4.57Exp: 2016-03-15→ Series P Common Stock (31,680 underlying)
  • Disposition to Issuer

    Non-Qualified Stock Option (right to buy)

    2010-05-04−7,040→ 0 total
    Exercise: $8.75Exp: 2017-02-03→ Series P Common Stock (7,040 underlying)
  • Award

    Non-Qualified Stock Option (right to buy)

    2010-05-04+7,040→ 7,040 total
    Exercise: $8.75Exp: 2017-02-03→ Common Stock (7,040 underlying)
Footnotes (11)
  • [F1]Reflects the automatic conversion of Convio, Inc.'s Series Q Common Stock into shares of Common Stock on a one-for-one basis, which occurred on 05/04/10 immediately prior to the closing of Convio, Inc.'s initial public offering.
  • [F10]The option was granted under Convio, Inc.'s 1999 Stock Option/Stock Issuance Plan and is fully vested and exercisable.
  • [F11]The option was granted under Convio, Inc.'s 2009 Stock Incentive Plan. 3,520 of the options are vested and exercisable, and the remaining 3,520 options will be fully vested on 2/4/2011.
  • [F2]Reflects the automatic conversion of Convio, Inc.'s Series R Common Stock into shares of Common Stock on a one-for-one basis, which occurred on 05/04/10 immediately prior to the closing of Convio, Inc.'s initial public offering.
  • [F3]Reflects the automatic conversion of Convio, Inc.'s Series S Common Stock into shares of Common Stock on a one-for-one basis, which occurred on 05/04/10 immediately prior to the closing of Convio, Inc.'s initial public offering.
  • [F4]Reflects the automatic conversion of Convio, Inc.'s Series B Preferred Stock into shares of Common Stock on a one-for-one basis, which occurred on 05/04/10 immediately prior to the closing of Convio, Inc.'s initial public offering.
  • [F5]These shares were immediately exercisable.
  • [F6]These shares had no expiration date.
  • [F7]Granted under the Issuer's GetActive 2006 Equity Incentive Plan. The option is fully vested and exercisable.
  • [F8]Reflects the automatic conversion of the underlying security, Convio, Inc.'s Series P Common Stock, into shares of Common Stock on a one-for-one basis of the derivative security, which occurred on 05/04/10 immediately prior to the closing of Convio, Inc.'s initial public offering.
  • [F9]Granted under the Issuer's GetActive 2000 Stock Option Plan. The option is fully vested and exercisable.

Documents

1 file

Issuer

Convio, Inc.

CIK 0001407450

→
Entity typeother

Related Parties

1
  • filerCIK 0001490128

Filing Metadata

Form type
4
Filed
May 5, 8:00 PM ET
Accepted
May 6, 7:21 PM ET
Size
37.3 KB
View on SEC.gov