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4//SEC Filing

Potts Randall N. 4

Accession 0001104659-10-026538

CIK 0001407450other
View on SEC.govCompany Profile

Filed

May 5, 8:00 PM ET

Accepted

May 6, 7:29 PM ET

Size

43.2 KB

Accession

0001104659-10-026538

Insider Transaction Report

Form 4
Period: 2010-05-04
Convio, Inc.CNVO
Potts Randall N.
Vice President of Sales
Transactions
  • Disposition to Issuer

    Incentive Stock Option (right to buy)

    2010-05-04−30,188→ 0 total
    Exercise: $0.85Exp: 2013-10-23→ Series P Common Stock (30,188 underlying)
  • Disposition to Issuer

    Incentive Stock Option (right to buy)

    2010-05-04−11,664→ 0 total
    Exercise: $0.85Exp: 2014-05-02→ Series P Common Stock (11,664 underlying)
  • Disposition to Issuer

    Incentive Stock Option (right to buy)

    2010-05-04−24,640→ 0 total
    Exercise: $1.14Exp: 2015-08-30→ Series P Common Stock (24,640 underlying)
  • Disposition to Issuer

    Incentive Stock Option (right to buy)

    2010-05-04−46,200→ 0 total
    Exercise: $1.14Exp: 2014-08-03→ Series P Common Stock (46,200 underlying)
  • Award

    Incentive Stock Option (right to buy)

    2010-05-04+11,664→ 11,664 total
    Exercise: $0.85Exp: 2014-05-02→ Common Stock (11,664 underlying)
  • Award

    Common Stock

    2010-05-04+36,373→ 36,373 total
  • Disposition to Issuer

    Incentive Stock Option (right to buy)

    2010-05-04−38,720→ 0 total
    Exercise: $4.57Exp: 2016-03-15→ Series P Common Stock (38,720 underlying)
  • Disposition to Issuer

    Incentive Stock Option (right to buy)

    2010-05-04−14,080→ 0 total
    Exercise: $4.57Exp: 2016-03-15→ Series P Common Stock (14,080 underlying)
  • Disposition to Issuer

    Series P Common Stock

    2010-05-04−36,373→ 0 total
  • Award

    Incentive Stock Option (right to buy)

    2010-05-04+46,200→ 46,200 total
    Exercise: $1.14Exp: 2014-08-03→ Common Stock (46,200 underlying)
  • Award

    Incentive Stock Option (right to buy)

    2010-05-04+30,188→ 30,188 total
    Exercise: $0.85Exp: 2013-10-23→ Common Stock (30,188 underlying)
  • Award

    Incentive Stock Option (right to buy)

    2010-05-04+14,080→ 14,080 total
    Exercise: $4.57Exp: 2016-03-15→ Common Stock (14,080 underlying)
  • Award

    Incentive Stock Option (right to buy)

    2010-05-04+17,600→ 17,600 total
    Exercise: $8.75Exp: 2017-02-03→ Common Stock (17,600 underlying)
  • Award

    Incentive Stock Option (right to buy)

    2010-05-04+24,640→ 24,640 total
    Exercise: $1.14Exp: 2015-08-30→ Common Stock (24,640 underlying)
  • Award

    Incentive Stock Option (right to buy)

    2010-05-04+38,720→ 38,720 total
    Exercise: $4.57Exp: 2016-03-15→ Common Stock (38,720 underlying)
  • Disposition to Issuer

    Incentive Stock Option (right to buy)

    2010-05-04−17,600→ 0 total
    Exercise: $8.75Exp: 2017-02-03→ Series P Common Stock (17,600 underlying)
  • Disposition to Issuer

    Incentive Stock Option (right to buy)

    2010-05-04−11,968→ 0 total
    Exercise: $1.99Exp: 2016-04-26→ Series P Common Stock (11,968 underlying)
  • Award

    Incentive Stock Option (right to buy)

    2010-05-04+11,968→ 11,968 total
    Exercise: $1.99Exp: 2016-04-26→ Common Stock (11,968 underlying)
Footnotes (6)
  • [F1]Reflects the automatic conversion of Convio, Inc.'s Series P Common Stock into shares of Common Stock on a one-for-one basis, which occurred on 05/04/10 immediately prior to the closing of Convio, Inc.'s initial public offering.
  • [F2]The option was granted under Convio, Inc.'s 1999 Stock Option/Stock Issuance Plan and is fully vested and exercisable.
  • [F3]Reflects the automatic conversion of the underlying security, Convio, Inc.'s Series P Common Stock, into shares of Common Stock on a one-for-one basis of the derivative security, which occurred on 05/04/10 immediately prior to the closing of Convio, Inc.'s initial public offering.
  • [F4]The option was granted under Convio, Inc.'s 1999 Stock Option/Stock Issuance Plan. 19,360 of the options are vested and exercisable, and on 5/9/11 the remaining 19,360 options will become fully vested.
  • [F5]The option was granted under Convio, Inc.'s 1999 Stock Option/Stock Issuance Plan. 6,746 of the options are vested and exercisable. The remaining 7,334 options vest monthly and will become fully vested on 5/1/12.
  • [F6]The option was granted under Convio, Inc.'s 2009 Stock Incentive Plan. 4,400 of the options vest on 2/4/11. The remaining 13,200 options vest monthly and will become fully vested on 2/4/14.

Documents

1 file

Issuer

Convio, Inc.

CIK 0001407450

→
Entity typeother

Related Parties

1
  • filerCIK 0001490130

Filing Metadata

Form type
4
Filed
May 5, 8:00 PM ET
Accepted
May 6, 7:29 PM ET
Size
43.2 KB
View on SEC.gov