4//SEC Filing
Sullivan James T 4
Accession 0001104659-10-028685
CIK 0001315695other
Filed
May 13, 8:00 PM ET
Accepted
May 14, 4:30 PM ET
Size
9.2 KB
Accession
0001104659-10-028685
Insider Transaction Report
Form 4
Sullivan James T
Controller &Accounting Officer
Transactions
- Exercise/Conversion
Common Stock, par value $0.01
2010-05-12$14.61/sh+6,845$100,005→ 20,483 total - Sale
Common Stock, par value $0.01
2010-05-12$29.44/sh−6,845$201,491→ 13,638 total - Exercise/Conversion
Stock Options(right to buy)
2010-05-12−6,845→ 0 totalExercise: $14.61Exp: 2012-01-01→ Common Stock, par value $0.01 per share (6,845 underlying)
Footnotes (2)
- [F1]This transaction was executed in multiple trades at share prices ranging from $29.4400 to $29.4950. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- [F2]These options were granted on January 1, 2002 and vested 10% on each of the first and second anniversary of grant, 25% on each of the third and fourth anniversary of grant and 30% on the fifth anniversary of grant.
Documents
Issuer
Rockwood Holdings, Inc.
CIK 0001315695
Entity typeother
Related Parties
1- filerCIK 0001334319
Filing Metadata
- Form type
- 4
- Filed
- May 13, 8:00 PM ET
- Accepted
- May 14, 4:30 PM ET
- Size
- 9.2 KB