PEFANIS PETER J 4

Accession 0001104659-10-033023

CIK 0000916230other

Filed

Jun 7, 8:00 PM ET

Accepted

Jun 8, 9:50 PM ET

Size

20.5 KB

Accession

0001104659-10-033023

Form 4

Period: 2010-06-04

EVP & Chief Operating Officer

Transactions

Disposition to Issuer
Common Stock, $0.01 par value
2010-06-04$15.50/sh−25,000$387,500→ 0 total
Disposition to Issuer
Stock Appreciation Rights ('05 mod)
2010-06-04$2.49/sh−113,694$283,098→ 0 total
Exercise: $5.01Exp: 2011-02-08→ Common Stock, $.01 par value (113,694 underlying)
Disposition to Issuer
Stock Appreciation Rights ('05 non-mod)
2010-06-04$0.38/sh−403,096$154,749→ 0 total
Exercise: $7.12Exp: 2011-02-08→ Common Stock, $.01 par value (403,096 underlying)
Disposition to Issuer
2004 Plan Employee Stock Option (right to buy)
2010-06-04$8.98/sh−388,147$3,485,560→ 0 total
Exercise: $6.52Exp: 2011-02-08→ Common Stock, $.01 par value (388,147 underlying)
Disposition to Issuer
1997 Plan Employee Stock Option (right to buy)
2010-06-04−4,400→ 0 total
→ Common Stock, $.01 par value (4,400 underlying)
Disposition from Tender
Common Stock, $0.01 par value
2010-06-04$15.50/sh−33,397$517,654→ 0 total
Disposition to Issuer
2008 Plan Employee Stock Option (right to buy)
2010-06-04$6.00/sh−113,694$682,164→ 0 total
Exercise: $9.50Exp: 2022-02-22→ Common Stock, $.01 par value (113,694 underlying)
Disposition to Issuer
Stock Appreciation Rights (Feb 2010)
2010-06-04$2.00/sh−113,694$227,388→ 0 total
Exercise: $7.50Exp: 2020-02-22→ Common Stock, $.01 par value (113,694 underlying)

Footnotes (3)

[F1]These options were cancelled in accordance with their terms in connection with the tender offer and merger that was consummated on June 4, 2010. Options granted under the 2008 Employee Stock Option Plan vested automatically upon the consummation of the tender offer and merger. Options granted under the 2004 Employee Stock Option Plan vested ratably over 48 months beginning in February 2005.
[F2]All rights to the options under the 1997 Stock Plan were relinquished in connection with the tender offer and merger that was consummated on June 4, 2010, and no consideration was received for the cancellation. The exercise price for these options exceeded the consideration paid per share pursuant to the tender offer and merger. These options were fully vested prior to June 4, 2010. These options were to expire ten years after their date of grant.
[F3]These Stock Appreciation Rights were cancelled in accordance with their terms in connection with the tender offer and merger that was consummated on June 4, 2010. The SARs vested automatically upon the consummation of the tender offer and merger.

Documents

1 file

PROTECTION ONE INC

CIK 0000916230

Entity typeother