CAMPBELL ANTHONY R 4

Accession 0001104659-10-037321

CIK 0000821995other

View on SEC.gov Company Profile

Filed

Jul 6, 8:00 PM ET

Accepted

Jul 7, 6:10 PM ET

Size

49.8 KB

Accession

0001104659-10-037321

Insider Transaction Report

Form 4

Period: 2010-07-02

COLUMBIA LABORATORIES INCCBRX

CAMPBELL ANTHONY R

Director

Transactions

Other
Common Stock
2010-07-02+116,203→ 692,303 total(indirect: By Shoshone Partners, L.P.)
Other
Common Stock
2010-07-02+15,543→ 15,543 total(indirect: By Mulsanne Partners, L.P.)
Other
Convertible Subordinated Notes due 2011
2010-07-02−119,619→ 0 total(indirect: By Shoshone Partners, L.P.)
Exercise: $5.25Exp: 2011-12-31→ Common Stock, $.01 par value per share (119,619 underlying)
Other
Convertible Subordinated Notes due 2011
2010-07-02−15,810→ 0 total(indirect: By Mulsanne Partners, L.P.)
Exercise: $5.25Exp: 2011-12-31→ Common Stock, $.01 par value per share (15,810 underlying)
Other
Warrant to purchase Common Stock, $.01 par value per share
2010-07-02+26,355→ 26,355 total(indirect: By Knott Partners, L.P.)
Exercise: $1.35From: 2010-12-29Exp: 2015-07-02→ Common Stock, $.01 par value per share (26,355 underlying)
Other
Common Stock
2010-07-02+25,165→ 1,488,488 total(indirect: By Knott Partners, L.P.)
Other
Common Stock
2010-07-02+29,606→ 95,585 total(indirect: By Managed Account B)
Other
Convertible Subordinated Notes due 2011
2010-07-02−30,095→ 0 total(indirect: By Managed Account B)
Exercise: $5.25Exp: 2011-12-31→ Common Stock, $.01 par value per share (30,095 underlying)
Other
Convertible Subordinated Notes due 2011
2010-07-02−10,476→ 0 total(indirect: By Managed Account C)
Exercise: $5.25Exp: 2011-12-31→ Common Stock, $.01 par value per share (10,476 underlying)
Other
Warrant to purchase Common Stock, $.01 par value per share
2010-07-02+121,705→ 121,705 total(indirect: By Shoshone Partners, L.P.)
Exercise: $1.35From: 2010-12-29Exp: 2015-07-02→ Common Stock, $.01 par value per share (121,705 underlying)
Other
Warrant to purchase Common Stock, $.01 par value per share
2010-07-02+763,566→ 763,566 total(indirect: By Knott Partners Offshore Master Fund, L.P.)
Exercise: $1.35From: 2010-12-29Exp: 2015-07-02→ Common Stock, $.01 par value per share (763,566 underlying)
Other
Warrant to purchase Common Stock, $.01 par value per share
2010-07-02+16,086→ 16,086 total(indirect: By Mulsanne Partners, L.P.)
Exercise: $1.35From: 2010-12-29Exp: 2015-07-02→ Common Stock, $.01 par value per share (16,086 underlying)
Other
Warrant to purchase Common Stock, $.01 par value per share
2010-07-02+30,619→ 30,619 total(indirect: By Managed Account B)
Exercise: $1.35From: 2010-12-29Exp: 2015-07-02→ Common Stock, $.01 par value per share (30,619 underlying)
Other
Warrant to purchase Common Stock, $.01 par value per share
2010-07-02+10,661→ 10,661 total(indirect: By Managed Account C)
Exercise: $1.35From: 2010-12-29Exp: 2015-07-02→ Common Stock, $.01 par value per share (10,661 underlying)
Other
Common Stock
2010-07-02+729,047→ 1,704,642 total(indirect: By Knott Partners Offshore Master Fund, L.P.)
Other
Common Stock
2010-07-02+10,362→ 10,362 total(indirect: By Managed Account C)
Other
Convertible Subordinated Notes due 2011
2010-07-02−25,905→ 0 total(indirect: By Knott Partners, L.P.)
Exercise: $5.25Exp: 2011-12-31→ Common Stock, $.01 par value per share (25,905 underlying)
Other
Convertible Subordinated Notes due 2011
2010-07-02−750,476→ 0 total(indirect: By Knott Partners Offshore Master Fund, L.P.)
Exercise: $5.25Exp: 2011-12-31→ Common Stock, $.01 par value per share (750,476 underlying)

Holdings

Common Stock
122,265
Common Stock
(indirect: By Managed Account A)
1,600
Common Stock
(indirect: By custodian of Individual Retirement Account)
126,574

Footnotes (6)

[F1]Includes award of 19,230 restricted Shares of Common Stock that will vest at the 2010 Annual Meeting.
[F2]The Reporting Person is a member of Knott Partners Management LLC ("KPM"). KPM is the sole general partner of Shoshone Partners, L.P., Mulsanne Partners, L.P. and Knott Partners Offshore Master Fund, L.P., as well as the managing general partner of Knott Partners, L.P. The Reporting Person may be deemed to beneficially own an indirect pecuniary interest in the securities represented in this entry as a result of a performance-related fee. Except with respect to (a) Knott Partners, L.P., in which the Reporting Person owns a beneficial interest, and (b) Knott Partners, L.P., Shoshone Partners, L.P. and Knott Partners Offshore Master Fund, L.P., but only to the extent of the Reporting Person's indirect pecuniary interest in KPM, the Reporting Person disclaims beneficial ownership in such securities except to the extent ultimately realized.
[F3]The Reporting Person is a senior analyst of Dorset Management Corporation ("DMC"). DMC provides investment management services to Knott Partners, L.P., Shoshone Partners, L.P., Mulsanne Partners, L.P., Knott Partners Offshore Master Fund, L.P. and separate institutional managed accounts (each, a "Managed Account"). Each of Knott Partners, L.P., Shoshone Partners, L.P., Mulsanne Partners, L.P., and Knott Partners Offshore Master Fund, L.P., and each of the Managed Accounts disclaims beneficial ownership of securities reported as owned by any other party. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or any other purpose.
[F4]On July 2, 2010, the Issuer pre-paid the $40 million in Convertible Subordinated Notes due 2011 described in Column 1 of Table II of this Report, in a transaction approved by its shareholders on July 1, 2010. The number of securities and the price set forth on this Report in Column 4 of Table I and Columns 5 and 8, respectively, of Table II for this row reflect, as a result of such pre-payment, the holder's proportionate share of the following: $26 million in cash (plus accrued and unpaid interest up to, but excluding, July 2, 2010), warrants to purchase 7.75 million shares of the Issuer's common stock (which warrants are described in Column 1 of Table II), and 7,407,407 million shares of the Issuer's Common Stock (which shares are described in Column 1 of Table I).
[F5]The warrants are not exercisable to the extent that, upon exercise, the holder would beneficially own in excess of 9.99% of the shares of the Issuer's Common Stock outstanding immediately after giving effect to such exercise.
[F6]These securities were convertible at the time of the pre-payment described in footnote 4, above.

Documents

1 file

4
a4.xmlPrimary
4

Issuer

COLUMBIA LABORATORIES INC

CIK 0000821995

→

Entity typeother

IncorporatedNY

Related Parties

filerCIK 0001073308

Filing Metadata

Form type: 4
Filed: Jul 6, 8:00 PM ET
Accepted: Jul 7, 6:10 PM ET
Size: 49.8 KB

View on SEC.gov