4//SEC Filing
GOLD STANLEY P 4
Accession 0001104659-10-039183
CIK 0001327471other
Filed
Jul 21, 8:00 PM ET
Accepted
Jul 22, 9:03 PM ET
Size
15.3 KB
Accession
0001104659-10-039183
Insider Transaction Report
Form 4
RealD Inc.RLD
ROYER STEPHEN D
Director10% Owner
Transactions
- Sale
Common Stock
2010-07-21$14.88/sh−2,312,775$34,414,092→ 5,396,475 total - Conversion
Common Stock
2010-07-21+7,709,250→ 7,709,250 total - Conversion
Series C Mandatorily Redeemable Convertible Preferred Stock
2010-07-21−5,139,500→ 0 total→ Common Stock (7,709,250 underlying)
Transactions
- Conversion
Common Stock
2010-07-21+7,709,250→ 7,709,250 total - Conversion
Series C Mandatorily Redeemable Convertible Preferred Stock
2010-07-21−5,139,500→ 0 total→ Common Stock (7,709,250 underlying) - Sale
Common Stock
2010-07-21$14.88/sh−2,312,775$34,414,092→ 5,396,475 total
GOLD STANLEY P
Director
Transactions
- Sale
Common Stock
2010-07-21$14.88/sh−2,312,775$34,414,092→ 5,396,475 total - Conversion
Common Stock
2010-07-21+7,709,250→ 7,709,250 total - Conversion
Series C Mandatorily Redeemable Convertible Preferred Stock
2010-07-21−5,139,500→ 0 total→ Common Stock (7,709,250 underlying)
Transactions
- Sale
Common Stock
2010-07-21$14.88/sh−2,312,775$34,414,092→ 5,396,475 total - Conversion
Common Stock
2010-07-21+7,709,250→ 7,709,250 total - Conversion
Series C Mandatorily Redeemable Convertible Preferred Stock
2010-07-21−5,139,500→ 0 total→ Common Stock (7,709,250 underlying)
Footnotes (4)
- [F1]The Reporting Persons had 5,139,500 shares of the Issuer's Series C Mandatorily Redeemable Convertible Preferred Stock (the "Series C Preferred Stock") which automatically converted into 7,709,250 shares of Common Stock upon the closing of the Issuer's qualified initial public offering (as defined in the Issuer's certificate of incorporation, as amended through July 12, 2010) on July 21, 2010. The Series C Preferred Stock converted at a conversion rate of 1.5 shares of Common Stock per share of Series C Preferred Stock, which reflects the 1-for-1.5 forward stock split of the Common Stock that was effected by the Issuer on June 28, 2010.
- [F2]These securities were convertible immediately.
- [F3]These shares did not have an expiration date.
- [F4]Shamrock Capital Partners II, L.L.C. ("SCP II") is the General Partner of Shamrock Capital Growth Fund II, L.P ("SCGF II"). Stephen D. Royer is the Executive Vice President of SCGF II. Stephen D. Royer and Stanley P. Gold are the members of the Board of Managers of SCP II. Each of SCP II, Stephen D. Royer and Stanley P. Gold may be deemed, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), to be the indirect beneficial owner of the securities which are the subject of this report (collectively, the "Issuer Securities") and a "ten percent holder" thereunder. Each of SCP II, Stephen D. Royer and Stanley P. Gold disclaims beneficial ownership of the Issuer Securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that each of SCP II, Stephen D. Royer or Stanley P. Gold is the beneficial owner of such securities for purposes of Section 16 or any other purpose.
Documents
Issuer
RealD Inc.
CIK 0001327471
Entity typeother
Related Parties
1- filerCIK 0001234218
Filing Metadata
- Form type
- 4
- Filed
- Jul 21, 8:00 PM ET
- Accepted
- Jul 22, 9:03 PM ET
- Size
- 15.3 KB