Bagwell William Jr 4
4 · FIRST CENTURY BANCORP. · Filed Aug 4, 2010
Insider Transaction Report
Form 4
Bagwell William Jr
Director10% Owner
Transactions
- Purchase
Common Stock, no par value
2010-06-25$0.67/sh+37,313$25,000→ 40,507 total - Purchase
Warrant
2010-06-25$0.67/sh+37,313$25,000→ 37,313 totalExercise: $0.67From: 2010-06-25Exp: 2020-06-25→ Common Stock (37,313 underlying) - Purchase
Warrant
2010-06-25$0.67/sh+373,134$250,000→ 373,134 total(indirect: By LLC)Exercise: $0.67From: 2010-06-25Exp: 2020-06-25→ Common Stock (373,134 underlying) - Other
Warrant
2010-06-18$0.67/sh+6,716$4,500→ 6,716 total(indirect: By LLC)Exercise: $0.67From: 2007-12-31→ Common Stock (6,716 underlying) - Purchase
Common Stock, no par value
2010-06-18+49,573→ 123,373 total(indirect: By LLC) - Other
Series B Preferred Stock
2010-06-18−3,000→ 0 total(indirect: By LLC) - Purchase
Common Stock, no par value
2010-06-25$0.67/sh+373,134$250,000→ 496,507 total(indirect: By LLC)
Footnotes (3)
- [F1]The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or any other purpose.
- [F2]Homestead Investments, LLC exchanged 3,000 shares of Series B Preferred Stock on June 18, 2010 for 49,573 shares of common stock, which included the payment of accrued dividends.
- [F3]This warrant was previously reported as covering 3,000 shares of common stock at an exercise price of $1.50, but was automatically adjusted pursuant to the terms of the warrant agreement based on the issuance of common stock at a price per share less than the exercise price. This warrant does not have an expiration date.