Home/Filings/4/0001104659-10-041722
4//SEC Filing

WHITEHEAD RICHARD KRAMER III 4

Accession 0001104659-10-041722

CIK 0001124676other

Filed

Aug 3, 8:00 PM ET

Accepted

Aug 4, 11:19 AM ET

Size

32.2 KB

Accession

0001104659-10-041722

Insider Transaction Report

Form 4
Period: 2010-06-18
Transactions
  • Purchase

    Warrant

    2010-07-12$0.67/sh+37,400$25,05837,400 total
    Exercise: $0.67From: 2010-07-12Exp: 2020-07-12Common Stock (37,400 underlying)
  • Other

    Series B Preferred Stock

    2010-06-182,5000 total
  • Purchase

    Common Stock, no par value

    2010-07-12$0.67/sh+37,400$25,058116,056 total
  • Other

    Warrant

    2010-06-18$0.67/sh+149,250$99,998149,250 total
    Exercise: $0.67From: 2008-06-30Common Stock (149,250 underlying)
  • Purchase

    Common Stock, no par value

    2010-06-18+41,31178,656 total
  • Other

    Warrant

    2010-06-18$0.67/sh+5,597$3,7505,597 total
    Exercise: $0.67From: 2007-12-31Common Stock (5,597 underlying)
Footnotes (3)
  • [F1]The reporting person exchanged 2,500 shares of Series B Preferred Stock on June 18, 2010 for 41,311 shares of common stock, which included the payment of accrued dividends.
  • [F2]This warrant was previously reported as covering 2,500 shares of common stock at an exercise price of $1.50, but was automatically adjusted pursuant to the terms of the warrant agreement based on the issuance of common stock at a price per share less than the exercise price. This warrant does not have an expiration date.
  • [F3]This warrant was previously reported as covering 66,665 shares of common stock at an exercise price of $1.50, but was automatically adjusted pursuant to the terms of the warrant agreement based on the issuance of common stock at a price per share less than the exercise price. This warrant does not have an expiration date.

Issuer

FIRST CENTURY BANCORP.

CIK 0001124676

Entity typeother

Related Parties

1
  • filerCIK 0001410133

Filing Metadata

Form type
4
Filed
Aug 3, 8:00 PM ET
Accepted
Aug 4, 11:19 AM ET
Size
32.2 KB