WHITEHEAD RICHARD KRAMER III 4
4 · FIRST CENTURY BANCORP. · Filed Aug 4, 2010
Insider Transaction Report
Form 4
WHITEHEAD RICHARD KRAMER III
Director
Transactions
- Purchase
Warrant
2010-07-12$0.67/sh+37,400$25,058→ 37,400 totalExercise: $0.67From: 2010-07-12Exp: 2020-07-12→ Common Stock (37,400 underlying) - Other
Series B Preferred Stock
2010-06-18−2,500→ 0 total - Purchase
Common Stock, no par value
2010-07-12$0.67/sh+37,400$25,058→ 116,056 total - Other
Warrant
2010-06-18$0.67/sh+149,250$99,998→ 149,250 totalExercise: $0.67From: 2008-06-30→ Common Stock (149,250 underlying) - Purchase
Common Stock, no par value
2010-06-18+41,311→ 78,656 total - Other
Warrant
2010-06-18$0.67/sh+5,597$3,750→ 5,597 totalExercise: $0.67From: 2007-12-31→ Common Stock (5,597 underlying)
Footnotes (3)
- [F1]The reporting person exchanged 2,500 shares of Series B Preferred Stock on June 18, 2010 for 41,311 shares of common stock, which included the payment of accrued dividends.
- [F2]This warrant was previously reported as covering 2,500 shares of common stock at an exercise price of $1.50, but was automatically adjusted pursuant to the terms of the warrant agreement based on the issuance of common stock at a price per share less than the exercise price. This warrant does not have an expiration date.
- [F3]This warrant was previously reported as covering 66,665 shares of common stock at an exercise price of $1.50, but was automatically adjusted pursuant to the terms of the warrant agreement based on the issuance of common stock at a price per share less than the exercise price. This warrant does not have an expiration date.