4//SEC Filing
Forth J Bradford 4
Accession 0001104659-10-044454
CIK 0001394954other
Filed
Aug 12, 8:00 PM ET
Accepted
Aug 13, 8:00 PM ET
Size
9.7 KB
Accession
0001104659-10-044454
Insider Transaction Report
Form 4
Forth J Bradford
Director10% Owner
Transactions
- Award
Restricted Stock Unit
2010-08-11+20,254→ 20,254 total(indirect: By OCM FIE, L.P.)→ Common Stock, par value $0.01 per share (20,254 underlying)
Holdings
- 76,788,149(indirect: By LLC)
Common Stock
Footnotes (5)
- [F1]GT Solar Holdings, LLC is the direct beneficial holder of the shares reported in Table I. OCM/GFI Power Opportunities Fund II, L.P. ("Main Fund") and OCM/GFI Power Opportunities Fund II (Cayman), L.P. ("Cayman Fund" and together with the Main Fund, "OCM/GFI Funds") are together the managing member of GT Solar Holdings, LLC. GFI Power Opportunities Fund II GP (Cayman) Ltd. (the "Cayman Fund GP") is a general partner of the Cayman Fund. GFI Power Opportunities Fund II GP, LLC (the "Main Fund GP") is a general partner of the Main Fund and the sole shareholder of the Cayman Fund GP. By virtue of his interest in the Main Fund GP, Mr. Forth may be deemed to have indirect beneficial ownership of shares beneficially owned by the Main Fund GP. Mr. Forth expressly disclaims beneficial ownership of any shares held by the OCM/GFI Funds, the Cayman Fund GP, the Main Fund GP or GT Solar Holdings, LLC, except to the extent of his pecuniary interest therein
- [F2]Represents 20,254 restricted stock units. Each restricted stock unit represents the right to receive one share of common stock upon vesting. Vesting of half of the restricted stock units is subject to the continued service of J. Bradford Forth as a director of GT Solar International, Inc., and vesting of the other half is subject to the continued service of R. Chad Van Sweden as a director of GT Solar International, Inc.
- [F3]The restricted stock units vest on the earlier of (i) the day preceding the next annual meeting of GT Solar International, Inc. and (ii) August 11, 2011. Shares of common stock will be delivered to the reporting person on vesting.
- [F4]OCM FIE, L.P. ("OCM FIE") is the direct beneficial holder of the restricted stock units reported in Table II. Oaktree Fund GP, LLC is the general partner of OCM FIE. Oaktree Fund GP I, L.P. is the managing member of Oaktree Fund GP, LLC. Oaktree Capital I, L.P. is the general partner of Oaktree Fund GP I, L.P. OCM Holdings I, LLC is the general partner of Oaktree Capital I, L.P. Oaktree Holdings, LLC is the managing member of OCM Holdings I, LLC. Oaktree Capital Group, LLC is the managing member of Oaktree Holdings, LLC. Oaktree Capital Group Holdings, L.P. controls Oaktree Capital Group, LLC.
- [F5]Oaktree Capital Group Holdings GP, LLC is the general partner of Oaktree Capital Group Holdings, L.P. By virtue of his interest in Oaktree Capital Group Holdings GP, LLC, Mr. Forth may be deemed to have an indirect beneficial ownership of shares indirectly beneficially owned by OCM. Mr. Forth expressly disclaims beneficial ownership of any shares held by OCM FIE, Oaktree Fund GP, LLC, Oaktree Fund GP I, L.P., Oaktree Capital I, L.P., OCM Holdings I, LLC, Oaktree Holdings, LLC, Oaktree Capital Group, LLC, Oaktree Capital Group Holdings, L.P. and Oaktree Capital Group Holdings GP, LLC, except to the extent of his pecuniary interest therein.
Documents
Issuer
GT Solar International, Inc.
CIK 0001394954
Entity typeother
Related Parties
1- filerCIK 0001440204
Filing Metadata
- Form type
- 4
- Filed
- Aug 12, 8:00 PM ET
- Accepted
- Aug 13, 8:00 PM ET
- Size
- 9.7 KB