4//SEC Filing
Van Sweden R. Chad 4
Accession 0001104659-10-049369
CIK 0001394954other
Filed
Sep 20, 8:00 PM ET
Accepted
Sep 21, 6:16 PM ET
Size
6.5 KB
Accession
0001104659-10-049369
Insider Transaction Report
Form 4
Van Sweden R. Chad
Director
Transactions
- Sale
Common Stock
2010-09-21$7.39/sh−650,000$4,803,500→ 51,138,149 total(indirect: By LLC)
Footnotes (2)
- [F1]On September 21, 2010, GT Solar Holdings, LLC sold an additional 650,000 shares in connection with the partial exercise of the underwriters' over-allotment option pursuant to the underwriting agreement for the offering of shares that closed on September 15, 2010.
- [F2]OCM/GFI Power Opportunities Fund II, L.P. ("Main Fund") and OCM/GFI Power Opportunities Fund II (Cayman), L.P. ("Cayman Fund" and together with the Main Fund, "OCM/GFI Funds") are together the managing member of GT Solar Holdings, LLC. GFI Power Opportunities Fund II GP (Cayman) Ltd. (the "Cayman Fund GP") is a general partner of the Cayman Fund. GFI Power Opportunities Fund II GP, LLC (the "Main Fund GP") is a general partner of the Main Fund and the sole shareholder of the Cayman Fund GP. By virtue of his interest in the Main Fund GP, Mr. Van Sweden may be deemed to have indirect beneficial ownership of shares beneficially owned by the Main Fund GP. Mr. Van Sweden expressly disclaims beneficial ownership of any shares held by the OCM/GFI Funds, the Cayman Fund GP, the Main Fund GP or GT Solar Holdings, LLC, except to the extent of his pecuniary interest therein.
Documents
Issuer
GT Solar International, Inc.
CIK 0001394954
Entity typeother
Related Parties
1- filerCIK 0001479209
Filing Metadata
- Form type
- 4
- Filed
- Sep 20, 8:00 PM ET
- Accepted
- Sep 21, 6:16 PM ET
- Size
- 6.5 KB