THREE ARCH MANAGEMENT II LLC 4

Accession 0001104659-11-005374

CIK 0001096738other

Filed

Feb 6, 7:00 PM ET

Accepted

Feb 7, 4:55 PM ET

Size

22.7 KB

Accession

0001104659-11-005374

Form 4

Period: 2011-02-07

Other

Transactions

Conversion
Series B Convertible Preferred Stock
2011-02-07−383,205→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (348,001 underlying)
Conversion
Series A Convertible Preferred Stock
2011-02-07−1,295,376→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (1,018,165 underlying)
Conversion
Series C Convertible Preferred Stock
2011-02-07−739,541→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (581,279 underlying)
Conversion
Common Stock
2011-02-07+1,018,165→ 1,018,165 total(indirect: See Footnote)
Conversion
Common Stock
2011-02-07+348,001→ 1,366,166 total(indirect: See Footnote)
Conversion
Common Stock
2011-02-07+581,279→ 1,947,445 total(indirect: See Footnote)
Sale
Common Stock
2011-02-07$16.00/sh−292,116$4,673,856→ 1,655,329 total(indirect: See Footnote)

Other

Transactions

Conversion
Common Stock
2011-02-07+1,018,165→ 1,018,165 total(indirect: See Footnote)
Conversion
Common Stock
2011-02-07+348,001→ 1,366,166 total(indirect: See Footnote)
Conversion
Common Stock
2011-02-07+581,279→ 1,947,445 total(indirect: See Footnote)
Sale
Common Stock
2011-02-07$16.00/sh−292,116$4,673,856→ 1,655,329 total(indirect: See Footnote)
Conversion
Series A Convertible Preferred Stock
2011-02-07−1,295,376→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (1,018,165 underlying)
Conversion
Series B Convertible Preferred Stock
2011-02-07−383,205→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (348,001 underlying)
Conversion
Series C Convertible Preferred Stock
2011-02-07−739,541→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (581,279 underlying)

Other

Transactions

Conversion
Common Stock
2011-02-07+1,018,165→ 1,018,165 total(indirect: See Footnote)
Conversion
Common Stock
2011-02-07+348,001→ 1,366,166 total(indirect: See Footnote)
Conversion
Common Stock
2011-02-07+581,279→ 1,947,445 total(indirect: See Footnote)
Sale
Common Stock
2011-02-07$16.00/sh−292,116$4,673,856→ 1,655,329 total(indirect: See Footnote)
Conversion
Series A Convertible Preferred Stock
2011-02-07−1,295,376→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (1,018,165 underlying)
Conversion
Series B Convertible Preferred Stock
2011-02-07−383,205→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (348,001 underlying)
Conversion
Series C Convertible Preferred Stock
2011-02-07−739,541→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (581,279 underlying)

Other

Transactions

Conversion
Common Stock
2011-02-07+1,018,165→ 1,018,165 total(indirect: See Footnote)
Conversion
Common Stock
2011-02-07+348,001→ 1,366,166 total(indirect: See Footnote)
Conversion
Common Stock
2011-02-07+581,279→ 1,947,445 total(indirect: See Footnote)
Sale
Common Stock
2011-02-07$16.00/sh−292,116$4,673,856→ 1,655,329 total(indirect: See Footnote)
Conversion
Series A Convertible Preferred Stock
2011-02-07−1,295,376→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (1,018,165 underlying)
Conversion
Series B Convertible Preferred Stock
2011-02-07−383,205→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (348,001 underlying)
Conversion
Series C Convertible Preferred Stock
2011-02-07−739,541→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (581,279 underlying)

Footnotes (3)

[F1]The shares are owned by Three Arch Partners II, L.P. ("Three Arch"). Three Arch Management II, L.L.C. ("TAM II") is the general partner of Three Arch and thereby has sole voting and investment control over the shares owned by the Three Arch. Mark A. Wan and Wilfred E. Jaeger are managing members of TAM II and have shared voting and investment control over the shares owned by Three Arch. The managing members of TAM II disclaim beneficial ownership of the shares held by Three Arch except to the extent of their respective pecuniary interest therein.
[F2]Each of the shares of the Issuer's Series A Convertible Preferred Stock and Series C Convertible Preferred Stock automatically converted into 0.786 shares of the Issuer's Common Stock immediately prior to the closing of the Issuer's initial public offering and have no expiration date.
[F3]Each of the shares of the Issuer's Series B Convertible Preferred Stock automatically converted into 0.90813437 shares of the Issuer's Common Stock immediately prior to the closing of the Issuer's initial public offering and has no expiration date.

Documents

1 file

EPOCRATES INC

CIK 0001096738

Entity typeother

IncorporatedDE