4//SEC Filing
KRAVIS HENRY R 4
Accession 0001104659-11-007455
CIK 0001315695other
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 6:58 PM ET
Size
30.8 KB
Accession
0001104659-11-007455
Insider Transaction Report
Form 4
KKR 1996 FUND L P
10% Owner
Transactions
- Sale
Common Stock, par value $0.01 per share
2010-12-23$37.52/sh−6,183,559$232,007,134→ 5,231,416 total(indirect: See Footnotes) - Sale
Common Stock, par value $0.01 per share
2010-12-23$37.52/sh−53,420$2,004,318→ 45,195 total(indirect: See Footnotes) - Other
Common Stock, par value $0.01 per share
2010-12-28−900,000→ 4,331,416 total(indirect: See Footnotes)
Holdings
- 900,000(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- 8,006,339(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- 2,285,721(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- 239,348(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- 89,771(indirect: See Footnotes)
Common Stock, par value $0.01 per share
Footnotes (13)
- [F1]Represents the price paid by the underwriters pursuant to an underwritten offering.
- [F10]These securities are held by KKR Partners III, L.P. (Series F). As the sole general partner of KKR Partners III, L.P. (Series F), KKR III GP LLC may be deemed to be the beneficial owner of such shares held by KKR Partners III, L.P. (Series F).
- [F11]These securities are held by Aurora Investments II, LLC.
- [F12]As the designated members of KKR Management LLC, the managers of KKR 1996 GP LLC, Strata L.L.C., KKR III GP LLC and Aurora Investments II, LLC, and members of the executive committee of KKR Associates, L.P., Henry R. Kravis and George R. Roberts may also be deemed to beneficially own the securities held by KKR Millennium Fund L.P., KKR European Fund, Limited Partnership, KKR 1996 Fund L.P., KKR Partners II, L.P., KKR Partners III, L.P. (Series F) and Aurora Investments II, LLC. Messrs. Kravis and Roberts have also been designated as managers of KKR Millennium GP LLC by KKR Fund Holdings L.P.
- [F13]Each Reporting Person and each other person named in notes (2) through (12) above disclaims beneficial ownership of any securities reported herein, except to the extent of such person's pecuniary interest therein. The filing of this statement shall not be deemed an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any equity securities covered by this statement.
- [F2]These securities are held by KKR 1996 Fund L.P. As the sole general partner of KKR 1996 Fund L.P., KKR Associates 1996 L.P. may be deemed to be the beneficial owner of such shares held by KKR 1996 Fund L.P. As the sole general partner of KKR Associates 1996 L.P., KKR 1996 GP LLC also may be deemed to be the beneficial owner of such shares held by KKR 1996 Fund L.P.
- [F3]These securities are held by KKR Partners II, L.P. As the general partners of KKR Partners II, L.P., KKR Associates (Strata) L.P. and KKR Associates, L.P. may be deemed to be the beneficial owners of such shares held by KKR Partners II, L.P. As the sole general partner of KKR Associates (Strata) L.P., Strata L.L.C. also may be deemed to be the beneficial owner of such shares held by KKR Partners II, L.P.
- [F4]Distribution in kind from KKR 1996 Fund L.P. without consideration to KKR Associates 1996 L.P., its sole general partner.
- [F5]These securities were received by KKR Associates 1996 L.P. as a distribution in kind from KKR 1996 Fund L.P. on December 28, 2010.
- [F6]These securities are held by KKR Associates 1996 L.P. As the sole general partner of KKR Associates 1996 L.P., KKR 1996 GP LLC may be deemed to be the beneficial owner of such shares held by KKR Associates 1996 L.P.
- [F7]These securities are held by KKR European Fund, Limited Partnership. As the sole general partner of KKR European Fund, Limited Partnership, KKR Associates Europe, Limited Partnership may be deemed to be the beneficial owner of such shares held by KKR European Fund, Limited Partnership. As the sole general partner of KKR Associates Europe, Limited Partnership, KKR Europe Limited also may be deemed to be the beneficial owner of such shares held by KKR European Fund, Limited Partnership.
- [F8]These securities are held by KKR Millennium Fund L.P. As the sole general partner of KKR Millennium Fund L.P., KKR Associates Millennium L.P. may be deemed to be the beneficial owner of such securities held by KKR Millennium Fund L.P. As the sole general partner of KKR Associates Millennium L.P., KKR Millennium GP LLC also may be deemed to be the beneficial owner of such securities held by KKR Millennium Fund L.P.
- [F9]Each of KKR Fund Holdings L.P. (as the designated member of KKR Millennium GP LLC and the sole shareholder of KKR Europe Limited); KKR Fund Holdings GP Limited (as a general partner of KKR Fund Holdings L.P.); KKR Group Holdings L.P. (as a general partner of KKR Fund Holdings L.P. and the sole shareholder of KKR Fund Holdings GP Limited); KKR Group Limited (as the sole general partner of KKR Group Holdings L.P.); KKR & Co. L.P. (as the sole shareholder of KKR Group Limited) and KKR Management LLC (as the sole general partner of KKR & Co. L.P.) may also be deemed to be the beneficial owner of the securities held by KKR Millennium Fund L.P. and KKR European Fund, Limited Partnership.
Documents
Issuer
Rockwood Holdings, Inc.
CIK 0001315695
Entity typeother
Related Parties
1- filerCIK 0001081714
Filing Metadata
- Form type
- 4
- Filed
- Feb 13, 7:00 PM ET
- Accepted
- Feb 14, 6:58 PM ET
- Size
- 30.8 KB