4//SEC Filing
TONTINE CAPITAL MANAGEMENT LLC 4
Accession 0001104659-11-007881
CIK 0000813781other
Filed
Feb 15, 7:00 PM ET
Accepted
Feb 16, 9:29 PM ET
Size
23.8 KB
Accession
0001104659-11-007881
Insider Transaction Report
Form 4
Transactions
- Sale
Common Stock, $0.01 par value per share
2011-02-15$12.55/sh−8,932$112,097→ 9,894,439 total(indirect: See Footnotes) - Sale
Common Stock, $0.01 par value per share
2011-02-14$12.58/sh−75,000$943,448→ 9,903,371 total(indirect: See Footnotes)
TONTINE POWER PARTNERS LP
10% Owner
Transactions
- Sale
Common Stock, $0.01 par value per share
2011-02-15$12.55/sh−8,932$112,097→ 9,894,439 total(indirect: See Footnotes) - Sale
Common Stock, $0.01 par value per share
2011-02-14$12.58/sh−75,000$943,448→ 9,903,371 total(indirect: See Footnotes)
Tontine Associates, LLC
10% Owner
Transactions
- Sale
Common Stock, $0.01 par value per share
2011-02-14$12.58/sh−75,000$943,448→ 9,903,371 total(indirect: See Footnotes) - Sale
Common Stock, $0.01 par value per share
2011-02-15$12.55/sh−8,932$112,097→ 9,894,439 total(indirect: See Footnotes)
GENDELL JEFFREY L ET AL
10% Owner
Transactions
- Sale
Common Stock, $0.01 par value per share
2011-02-14$12.58/sh−75,000$943,448→ 9,903,371 total(indirect: See Footnotes) - Sale
Common Stock, $0.01 par value per share
2011-02-15$12.55/sh−8,932$112,097→ 9,894,439 total(indirect: See Footnotes)
TONTINE OVERSEAS ASSOCIATES LLC
10% Owner
Transactions
- Sale
Common Stock, $0.01 par value per share
2011-02-15$12.55/sh−8,932$112,097→ 9,894,439 total(indirect: See Footnotes) - Sale
Common Stock, $0.01 par value per share
2011-02-14$12.58/sh−75,000$943,448→ 9,903,371 total(indirect: See Footnotes)
TONTINE MANAGEMENT LLC
10% Owner
Transactions
- Sale
Common Stock, $0.01 par value per share
2011-02-15$12.55/sh−8,932$112,097→ 9,894,439 total(indirect: See Footnotes) - Sale
Common Stock, $0.01 par value per share
2011-02-14$12.58/sh−75,000$943,448→ 9,903,371 total(indirect: See Footnotes)
TONTINE PARTNERS L P
10% Owner
Transactions
- Sale
Common Stock, $0.01 par value per share
2011-02-15$12.55/sh−8,932$112,097→ 9,894,439 total(indirect: See Footnotes) - Sale
Common Stock, $0.01 par value per share
2011-02-14$12.58/sh−75,000$943,448→ 9,903,371 total(indirect: See Footnotes)
TONTINE ASSET ASSOCIATES, L.L.C.
10% Owner
Transactions
- Sale
Common Stock, $0.01 par value per share
2011-02-14$12.58/sh−75,000$943,448→ 9,903,371 total(indirect: See Footnotes) - Sale
Common Stock, $0.01 par value per share
2011-02-15$12.55/sh−8,932$112,097→ 9,894,439 total(indirect: See Footnotes)
TONTINE CAPITAL MANAGEMENT LLC
10% Owner
Transactions
- Sale
Common Stock, $0.01 par value per share
2011-02-15$12.55/sh−8,932$112,097→ 9,894,439 total(indirect: See Footnotes) - Sale
Common Stock, $0.01 par value per share
2011-02-14$12.58/sh−75,000$943,448→ 9,903,371 total(indirect: See Footnotes)
Footnotes (8)
- [F1]This report is filed jointly by Tontine Capital Management, L.L.C., a Delaware limited liability company ("TCM"), Tontine Partners, L.P., a Delaware limited partnership ("TP"), Tontine Management, L.L.C., a Delaware limited liability company ("TM"), Tontine Overseas Associates, L.L.C., a Delaware limited liability company ("TOA"), Tontine Capital Overseas Master Fund II, L.P., a Cayman Islands limited partnership ("TCP 2"), Tontine Asset Associates, L.L.C., a Delaware limited liability company ("TAA"), Tontine Power Partners, L.P., a Delaware limited partnership ("TPP"), Tontine Associates, L.L.C., a Delaware limited liability company ("TA") and Jeffrey L. Gendell ("Mr. Gendell").
- [F2]Mr. Gendell is the managing member of: (a) TCM; (b) TM, the general partner of TP and TPP; (c) TOA; (d) TAA, the general partner of TCP 2; and (e) TA.
- [F3]On February 14, 2011, TP sold 75,000 shares of Common Stock at a price of $12.5793 per share. On February 15, 2011, TP sold 8,932 shares of Common Stock at a price of $ 12.55 per share.
- [F4]Mr. Gendell and TAA directly own 0 shares of Common Stock, TP directly owns 353,358 shares of Common Stock, TCM directly owns 206,187 shares of Common Stock, TM directly owns 373,309 shares of Common Stock, TOA directly owns 641,413 shares of Common Stock, TCP 2 directly owns 7,872,605 shares of Common Stock, TPP directly owns 22,106 shares of Common Stock and TA directly owns 311,362 shares of Common Stock.
- [F5]All of the foregoing securities may be deemed to be beneficially owned by Mr. Gendell. The foregoing securities held by TP and TPP may be deemed to be beneficially owned by TM. The foregoing securities held by TCP 2 may be deemed to be beneficially owned by TAA.
- [F6]Mr. Gendell disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by Mr. Gendell or representing Mr. Gendell's pro rata interest in, and interest in the profits of, TCM, TP, TM, TOA, TCP 2, TAA, TPP and TA. TCM disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TCM.
- [F7]TM disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TM or representing TM's pro rata interest in, and interest in the profits of, TP and TPP. TOA disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TOA.
- [F8]TAA disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TAA or representing TAA's pro rata interest in, and interest in the profits of, TCP 2. TA disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TA.
Documents
Issuer
EXIDE TECHNOLOGIES
CIK 0000813781
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001272374
Filing Metadata
- Form type
- 4
- Filed
- Feb 15, 7:00 PM ET
- Accepted
- Feb 16, 9:29 PM ET
- Size
- 23.8 KB